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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMMR icon
3251
Immersion
IMMR
$248M
$5K ﹤0.01%
500
– –
IPI icon
3252
Intrepid Potash
IPI
$496M
$5K ﹤0.01%
30
-105
-78% -$16K
LOGI icon
3253
Logitech
LOGI
$14.8B
$5K ﹤0.01%
343
+14
+4% +$215
LTRX icon
3254
Lantronix
LTRX
$264M
$5K ﹤0.01%
2,338
– –
MFG icon
3255
Mizuho Financial
MFG
$127B
$5K ﹤0.01%
1,245
-419
-25% -$1.75K
MMT
3256
Aberdeen Multi-Market Income Fund
MMT
$244M
$5K ﹤0.01%
753
– –
NEO icon
3257
NeoGenomics
NEO
$2.12B
$5K ﹤0.01%
1,500
– –
NVRI icon
3258
Enviri
NVRI
$566M
$5K ﹤0.01%
193
-58
-23% -$1.42K
ON icon
3259
ON Semiconductor
ON
$31.6B
$5K ﹤0.01%
502
– –
SID icon
3260
Companhia Siderúrgica Nacional
SID
$1.15B
$5K ﹤0.01%
1,062
-1,638
-61% -$7.82K
SLVP icon
3261
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$968M
$5K ﹤0.01%
390
– –
SPMB icon
3262
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.04B
$5K ﹤0.01%
172
+2
+1% +$54
TDW icon
3263
Tidewater
TDW
$4.54B
$5K ﹤0.01%
3
-14
-82% -$22.9K
TIMB icon
3264
TIM SA
TIMB
$8.62B
$5K ﹤0.01%
213
– –
TRS icon
3265
TriMas Corp
TRS
$1.43B
$5K ﹤0.01%
201
+91
+83% +$2.57K
VBF icon
3266
Invesco Bond Fund
VBF
$168M
$5K ﹤0.01%
250
– –
VEON icon
3267
VEON
VEON
$3.9B
$5K ﹤0.01%
20
-14
-41% -$3.6K
VKQ icon
3268
Invesco Municipal Trust
VKQ
$545M
$5K ﹤0.01%
394
– –
ATRI
3269
DELISTED
Atrion Corp
ATRI
$5K ﹤0.01%
15
-20
-57% -$5.83K
TESS
3270
DELISTED
Tessco Technologies Inc
TESS
$5K ﹤0.01%
144
+15
+12% +$555
BICK
3271
DELISTED
First Trust BICK Index Fund
BICK
$5K ﹤0.01%
200
– –
MIC
3272
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
90
– –
FLIR
3273
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$5K ﹤0.01%
134
– –
EGI
3274
DELISTED
Entre Resources Ltd. Common Shares
EGI
$5K ﹤0.01%
14,200
– –
ICON
3275
DELISTED
Iconix Brand Group, Inc.
ICON
$5K ﹤0.01%
12
– –
129 130
131
132 133

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.