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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDE icon
3226
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.93B
$29K ﹤0.01%
1,199
– –
GTLS
3227
DELISTED
Chart Industries
GTLS
$29K ﹤0.01%
791
+100
+14% +$3.41K
KBR icon
3228
KBR
KBR
$4.83B
$29K ﹤0.01%
1,724
-255
-13% -$4.06K
MATW icon
3229
Matthews International
MATW
$727M
$29K ﹤0.01%
372
-15
-4% -$1.01K
KG
3230
Kestrel Group
KG
$60.5M
$29K ﹤0.01%
84
-118
-58% -$36.2K
PPLT
3231
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
$29K ﹤0.01%
3,360
+500
+17% +$4.53K
SBS icon
3232
Sabesp
SBS
$16B
$29K ﹤0.01%
17,888
– –
SPEU icon
3233
State Street SPDR Portfolio Europe ETF
SPEU
$744M
$29K ﹤0.01%
+971
New +$28.5K
TITN icon
3234
Titan Machinery
TITN
$419M
$29K ﹤0.01%
2,020
-5,000
-71% -$59.6K
ENZ
3235
DELISTED
Enzo Biochem, Inc.
ENZ
$29K ﹤0.01%
4,136
– –
BSJN
3236
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$29K ﹤0.01%
1,087
+980
+916% +$25.8K
CAJ
3237
DELISTED
Canon, Inc.
CAJ
$29K ﹤0.01%
997
-215
-18% -$6.19K
JPEH
3238
DELISTED
JPMorgan Diversified Return Europe Currency Hedged ETF
JPEH
$29K ﹤0.01%
+1,150
New +$30.1K
STDY
3239
DELISTED
SteadyMed Ltd
STDY
$29K ﹤0.01%
11,150
– –
FNGN
3240
DELISTED
Financial Engines, Inc.
FNGN
$29K ﹤0.01%
790
– –
CYNO
3241
DELISTED
Cynosure, Inc. Class A
CYNO
$29K ﹤0.01%
581
+29
+5% +$1.33K
ARDX icon
3242
Ardelyx
ARDX
$1.03B
$28K ﹤0.01%
2,000
– –
AXTI icon
3243
AXT Inc
AXTI
$5.23B
$28K ﹤0.01%
5,918
+5,468
+1,215% +$28.2K
BRO icon
3244
Brown & Brown
BRO
$23.8B
$28K ﹤0.01%
1,238
-4
-0.3% -$81
CHE icon
3245
Chemed
CHE
$7.02B
$28K ﹤0.01%
174
+142
+444% +$20.9K
CRTO icon
3246
Criteo S.A. Ordinary Shares
CRTO
$933M
$28K ﹤0.01%
676
+60
+10% +$2.34K
GMF icon
3247
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$439M
$28K ﹤0.01%
368
– –
COLO
3248
Global X MSCI Colombia ETF
COLO
$215M
$28K ﹤0.01%
755
– –
IDCC icon
3249
InterDigital
IDCC
$8.91B
$28K ﹤0.01%
313
+180
+135% +$14.4K
LPCN icon
3250
Lipocine
LPCN
$17.7M
$28K ﹤0.01%
442
– –
128 129
130
131 132

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.