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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FORX
3226
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
$14K ﹤0.01%
300
– –
IRF
3227
DELISTED
INTL RECTIFIER CORP
IRF
$14K ﹤0.01%
359
– –
IRE
3228
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$14K ﹤0.01%
925
– –
MCF
3229
DELISTED
Contango Oil & Gas Co.
MCF
$14K ﹤0.01%
484
+460
+1,917% +$15.5K
GLF
3230
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$14K ﹤0.01%
565
+78
+16% +$2.17K
SGF
3231
DELISTED
Aberdeen Singapore Fund
SGF
$14K ﹤0.01%
+1,200
New +$14.6K
CVSL
3232
DELISTED
CVSL INC. COMMON STOCK
CVSL
$14K ﹤0.01%
+1,628
New +$16.9K
XLBS
3233
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$14K ﹤0.01%
338
+2
+0.6% +$83
AWI icon
3234
Armstrong World Industries
AWI
$7.68B
$13K ﹤0.01%
251
+12
+5% +$594
BGT icon
3235
BlackRock Floating Rate Income Trust
BGT
$329M
$13K ﹤0.01%
+1,024
New +$13.5K
CACC icon
3236
Credit Acceptance
CACC
$6.05B
$13K ﹤0.01%
94
-48
-34% -$6.78K
CSGS
3237
DELISTED
CSG Systems International
CSGS
$13K ﹤0.01%
+500
New +$12.8K
DIN icon
3238
Dine Brands
DIN
$440M
$13K ﹤0.01%
120
+16
+15% +$1.48K
FISI icon
3239
Financial Institutions
FISI
$825M
$13K ﹤0.01%
500
– –
FRO icon
3240
Frontline
FRO
$9.02B
$13K ﹤0.01%
1,008
– –
GAIN icon
3241
Gladstone Investment Corp
GAIN
$658M
$13K ﹤0.01%
1,900
-1,900
-50% -$13.7K
INO icon
3242
Inovio Pharmaceuticals
INO
$93M
$13K ﹤0.01%
119
– –
IUSB icon
3243
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$13K ﹤0.01%
+264
New +$13.3K
JMM icon
3244
Nuveen Multi-Market Income Fund
JMM
$55.2M
$13K ﹤0.01%
1,715
-800
-32% -$6.1K
MEOH icon
3245
Methanex
MEOH
$4.19B
$13K ﹤0.01%
290
-2
-0.7% -$109
CALY
3246
Callaway Golf Company
CALY
$2.95B
$13K ﹤0.01%
1,589
– –
MQT
3247
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$13K ﹤0.01%
+1,000
New +$13.1K
MTX icon
3248
Minerals Technologies
MTX
$2.26B
$13K ﹤0.01%
192
+52
+37% +$3.62K
MVO
3249
DELISTED
MV Oil Trust
MVO
$13K ﹤0.01%
+895
New +$18.3K
NAVI icon
3250
Navient
NAVI
$867M
$13K ﹤0.01%
606
+287
+90% +$5.74K
128 129
130
131 132

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.