Ladenburg Thalmann Financial Services’s PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF FORX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FORX Stock Details FORX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-300	Closed	-$13K	–	4896
2015 Q2	$13K	Hold	300	–	–	﹤0.01%	3537
2015 Q1	$13K	Hold	300	–	–	﹤0.01%	3485
2014 Q4	$14K	Hold	300	–	–	﹤0.01%	3232
2014 Q3	$14K	Hold	300	–	–	﹤0.01%	2929
2014 Q2	$15K	Hold	300	–	–	﹤0.01%	2877
2014 Q1	$14K	Hold	300	–	–	﹤0.01%	2794
2013 Q4	$14K	Hold	300	–	–	﹤0.01%	2757
2013 Q3	$14K	Hold	300	–	–	﹤0.01%	2689
2013 Q2	$14K	Buy	+300	New	+$14.7K	﹤0.01%	2556

Other funds holding FORX

FIB

First Interstate Bank Billings, Montana $1.92B AUM 19.65% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FORX Position: Q3 2015 in Review

Ladenburg Thalmann Financial Services sold out of PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF (FORX) in Q3 2015, closing a stake of 300 shares — an estimated $13K sold.

Ladenburg Thalmann Financial Services first reported a position in FORX in Q2 2013 and held it in 9 quarters. The position peaked at $15K in Q2 2014. 2 funds tracked by Wall St. Rank hold FORX as of Q3 2015.

Ladenburg Thalmann Financial Services reported no remaining PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF position as of Q3 2015 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 300 PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF shares in Q3 2015, an estimated $13K.
Ladenburg Thalmann Financial Services first reported a position in PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF in Q2 2013 and held it in 9 quarters.
Ladenburg Thalmann Financial Services's PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF position peaked at $15K in Q2 2014.
2 funds tracked by Wall St. Rank held PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF as of Q3 2015.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.