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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
301
Unilever
UL
$135B
$8.99M 0.06%
133,030
+653
+0.5% +$45.2K
FISV
302
Fiserv Inc
FISV
$27.8B
$8.98M 0.06%
86,699
+15,797
+22% +$1.61M
FREL icon
303
Fidelity MSCI Real Estate Index ETF
FREL
$1.47B
$8.97M 0.06%
321,566
+17,047
+6% +$463K
XYZ
304
Block Inc
XYZ
$47.5B
$8.93M 0.06%
144,185
+5,857
+4% +$398K
EPS icon
305
WisdomTree US LargeCap Fund
EPS
$1.65B
$8.9M 0.06%
265,320
+35,733
+16% +$1.19M
SECT icon
306
Main Sector Rotation ETF
SECT
$2.88B
$8.77M 0.06%
301,512
-321
-0.1% -$9.28K
TXN icon
307
Texas Instruments
TXN
$256B
$8.76M 0.06%
67,738
-223
-0.3% -$27.5K
ENB icon
308
Enbridge
ENB
$112B
$8.74M 0.06%
249,099
+15,192
+6% +$525K
EPD icon
309
Enterprise Products Partners
EPD
$82.2B
$8.73M 0.06%
305,488
-8,870
-3% -$258K
SRE icon
310
Sempra
SRE
$55.1B
$8.72M 0.06%
118,236
+7,486
+7% +$524K
GD icon
311
General Dynamics
GD
$107B
$8.67M 0.06%
47,458
+602
+1% +$112K
COP icon
312
ConocoPhillips
COP
$148B
$8.67M 0.06%
152,147
-3,099
-2% -$176K
HSY icon
313
Hershey
HSY
$36.7B
$8.63M 0.06%
55,714
+6,255
+13% +$945K
FTSL icon
314
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$8.58M 0.06%
181,003
+1,759
+1% +$83.2K
SHM icon
315
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$8.57M 0.06%
175,003
+10,124
+6% +$497K
MSCI icon
316
MSCI
MSCI
$40.9B
$8.56M 0.06%
39,311
+176
+0.4% +$40.8K
MOAT icon
317
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$8.45M 0.06%
168,518
+6,387
+4% +$313K
GSK icon
318
GSK
GSK
$104B
$8.42M 0.06%
157,897
-2,137
-1% -$110K
AGNC icon
319
AGNC Investment
AGNC
$12.8B
$8.33M 0.06%
517,497
+174,277
+51% +$2.86M
SPAB icon
320
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$8.31M 0.06%
280,631
+17,171
+7% +$505K
TSLA icon
321
Tesla
TSLA
$1.31T
$8.3M 0.06%
517,020
-31,230
-6% -$489K
RDS.A
322
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$8.28M 0.06%
140,833
-8,617
-6% -$511K
FVC icon
323
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$8.27M 0.06%
313,055
+450
+0.1% +$12K
GDX icon
324
VanEck Gold Miners ETF
GDX
$27.6B
$8.26M 0.06%
309,200
+37,984
+14% +$1.06M
AGZ icon
325
iShares Agency Bond ETF
AGZ
$563M
$8.21M 0.06%
70,450
+11,292
+19% +$1.31M
11 12
13
14 15

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.