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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVC icon
301
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$6.7M 0.06%
233,082
+30,761
+15% +$883K
QTEC icon
302
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$6.69M 0.06%
84,342
+869
+1% +$69.1K
IEI icon
303
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$6.66M 0.06%
56,007
-6,167
-10% -$738K
EXC icon
304
Exelon
EXC
$45.8B
$6.66M 0.06%
213,982
-54,319
-20% -$1.67M
MSCI icon
305
MSCI
MSCI
$40.9B
$6.66M 0.06%
37,520
+7,875
+27% +$1.37M
VIS icon
306
Vanguard Industrials ETF
VIS
$8.44B
$6.64M 0.06%
44,957
+125
+0.3% +$18K
SYY icon
307
Sysco
SYY
$40.1B
$6.64M 0.06%
90,608
+10,517
+13% +$758K
HR icon
308
Healthcare Realty
HR
$6.73B
$6.62M 0.06%
248,436
-60,376
-20% -$1.66M
FENY icon
309
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$6.6M 0.06%
310,315
+291,402
+1,541% +$6.11M
BIL icon
310
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$6.59M 0.06%
71,946
+8,106
+13% +$742K
GSK icon
311
GSK
GSK
$104B
$6.58M 0.06%
131,055
+1,035
+0.8% +$52.6K
VRP icon
312
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$6.57M 0.05%
263,620
+39,361
+18% +$985K
DLN icon
313
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$6.56M 0.05%
137,588
-22,276
-14% -$1.04M
IEUR icon
314
iShares Core MSCI Europe ETF
IEUR
$9.14B
$6.56M 0.05%
136,778
+14,580
+12% +$702K
DHR icon
315
Danaher
DHR
$147B
$6.56M 0.05%
68,097
+4,958
+8% +$452K
FXL icon
316
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$6.46M 0.05%
102,058
-17,255
-14% -$1.05M
SHW icon
317
Sherwin-Williams
SHW
$88.1B
$6.45M 0.05%
42,483
+1,401
+3% +$207K
DGRO icon
318
iShares Core Dividend Growth ETF
DGRO
$43.7B
$6.4M 0.05%
172,692
+31,349
+22% +$1.14M
SYK icon
319
Stryker
SYK
$133B
$6.38M 0.05%
35,914
+3,259
+10% +$556K
DEO icon
320
Diageo
DEO
$54B
$6.38M 0.05%
44,920
-6,462
-13% -$928K
SLYV icon
321
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$6.37M 0.05%
93,370
+55,760
+148% +$3.85M
PSA icon
322
Public Storage
PSA
$60.8B
$6.34M 0.05%
31,527
+2,115
+7% +$456K
IYH icon
323
iShares US Healthcare ETF
IYH
$3.77B
$6.33M 0.05%
156,045
+16,460
+12% +$635K
STZ icon
324
Constellation Brands
STZ
$22.8B
$6.31M 0.05%
29,302
+12,944
+79% +$2.75M
WBA
325
DELISTED
Walgreens Boots Alliance
WBA
$6.31M 0.05%
86,498
-994
-1% -$67.5K
11 12
13
14 15

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.