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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
301
Lowe's Companies
LOW
$125B
$5.21M 0.06%
65,021
-32,607
-33% -$2.5M
ENB icon
302
Enbridge
ENB
$112B
$5.19M 0.06%
124,088
+635
+0.5% +$25.8K
EFG icon
303
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$5.17M 0.06%
66,984
+14,905
+29% +$1.13M
ATVI
304
DELISTED
Activision Blizzard
ATVI
$5.11M 0.06%
79,363
+1,876
+2% +$117K
MGC icon
305
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$5.11M 0.06%
59,276
+6,220
+12% +$527K
DHS icon
306
WisdomTree US High Dividend Fund
DHS
$1.58B
$5.1M 0.06%
72,935
+8,358
+13% +$575K
VTR icon
307
Ventas
VTR
$47.9B
$5.1M 0.06%
78,270
+257
+0.3% +$17.3K
XIV
308
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$5.1M 0.06%
52,249
+4,182
+9% +$366K
VRP icon
309
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$5.04M 0.05%
193,602
-38,235
-16% -$998K
GSLC icon
310
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$5.03M 0.05%
100,824
+68,146
+209% +$3.34M
MDLZ icon
311
Mondelez International
MDLZ
$79.9B
$5M 0.05%
122,747
+3,559
+3% +$151K
NSC icon
312
Norfolk Southern
NSC
$75.1B
$4.99M 0.05%
37,772
+419
+1% +$50.9K
MS icon
313
Morgan Stanley
MS
$340B
$4.94M 0.05%
102,030
+21,187
+26% +$983K
FDIS icon
314
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$4.92M 0.05%
137,152
-9,809
-7% -$349K
CSX icon
315
CSX Corp
CSX
$93.1B
$4.88M 0.05%
270,339
-56,526
-17% -$970K
XBI icon
316
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$4.86M 0.05%
56,096
+28,216
+101% +$2.26M
IFV icon
317
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$4.81M 0.05%
224,928
+42,867
+24% +$892K
QQQX icon
318
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$4.78M 0.05%
216,031
+5,266
+2% +$115K
OHI icon
319
Omega Healthcare
OHI
$14.7B
$4.77M 0.05%
149,397
+15,556
+12% +$498K
PZA icon
320
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$4.76M 0.05%
186,412
+5,400
+3% +$138K
FTSL icon
321
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$4.75M 0.05%
98,526
-3,213
-3% -$156K
ADBE icon
322
Adobe
ADBE
$105B
$4.74M 0.05%
31,778
+4,175
+15% +$623K
PFLT icon
323
PennantPark Floating Rate Capital
PFLT
$746M
$4.74M 0.05%
327,471
+53,597
+20% +$764K
MMP
324
DELISTED
Magellan Midstream Partners, L.P.
MMP
$4.73M 0.05%
66,587
+4,064
+7% +$281K
KR icon
325
Kroger
KR
$34.8B
$4.71M 0.05%
234,900
+48,364
+26% +$1.09M
11 12
13
14 15

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.