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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
301
Blackstone
BX
$113B
$2.86M 0.06%
91,533
-17,007
-16% -$615K
RPV icon
302
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$2.85M 0.06%
59,675
-6,325
-10% -$324K
BBH icon
303
VanEck Biotech ETF
BBH
$428M
$2.85M 0.06%
24,901
+331
+1% +$43.8K
VOD icon
304
Vodafone
VOD
$36.4B
$2.84M 0.06%
89,757
-6,655
-7% -$237K
IHF icon
305
iShares US Healthcare Providers ETF
IHF
$1.27B
$2.83M 0.06%
113,945
+87,795
+336% +$2.4M
PEG icon
306
Public Service Enterprise Group
PEG
$37.2B
$2.8M 0.06%
66,921
+539
+0.8% +$22K
NSC icon
307
Norfolk Southern
NSC
$75B
$2.79M 0.06%
36,624
+7,410
+25% +$602K
RPAI
308
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.75M 0.06%
196,393
+9,177
+5% +$131K
QQEW icon
309
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$2.68M 0.06%
66,772
-8,429
-11% -$362K
FEX icon
310
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2.67M 0.06%
63,952
-9,930
-13% -$442K
TBF icon
311
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$2.67M 0.06%
107,999
-248
-0.2% -$6.24K
IYF icon
312
iShares US Financials ETF
IYF
$4.4B
$2.65M 0.05%
62,500
-21,318
-25% -$951K
HSY icon
313
Hershey
HSY
$36.7B
$2.65M 0.05%
28,923
-948
-3% -$86.4K
AMT icon
314
American Tower
AMT
$78.8B
$2.62M 0.05%
29,814
-3,871
-11% -$364K
BLK icon
315
Blackrock
BLK
$175B
$2.61M 0.05%
8,781
-524
-6% -$169K
WEC icon
316
WEC Energy
WEC
$34.6B
$2.6M 0.05%
49,901
-182
-0.4% -$8.85K
PSA icon
317
Public Storage
PSA
$60.8B
$2.59M 0.05%
12,278
+432
+4% +$88K
XLVS
318
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$2.59M 0.05%
39,778
+31,916
+406% +$2.08M
VMC icon
319
Vulcan Materials
VMC
$37B
$2.56M 0.05%
28,760
+515
+2% +$48K
SWKS icon
320
Skyworks Solutions
SWKS
$10.4B
$2.56M 0.05%
30,406
-11,636
-28% -$1.06M
PCI
321
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.56M 0.05%
139,820
-68,407
-33% -$1.32M
UL icon
322
Unilever
UL
$135B
$2.52M 0.05%
55,392
+2,220
+4% +$106K
KRE icon
323
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$2.51M 0.05%
61,040
+26,424
+76% +$1.12M
PAA icon
324
Plains All American Pipeline
PAA
$16.4B
$2.51M 0.05%
83,628
-1,738
-2% -$63.5K
GBX icon
325
The Greenbrier Companies
GBX
$1.43B
$2.5M 0.05%
77,920
-14,353
-16% -$602K
11 12
13
14 15

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.