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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMT icon
3201
Camtek
CAMT
$8.19B
$8K ﹤0.01%
2,000
– –
CIG icon
3202
CEMIG Preferred Shares
CIG
$5.58B
$8K ﹤0.01%
2,613
-4,469
-63% -$18.3K
CRH icon
3203
CRH
CRH
$65.6B
$8K ﹤0.01%
321
– –
CYBR
3204
DELISTED
CyberArk
CYBR
$8K ﹤0.01%
+250
New +$7.53K
DIN icon
3205
Dine Brands
DIN
$443M
$8K ﹤0.01%
104
-200
-66% -$16.2K
DIOD icon
3206
Diodes
DIOD
$4.46B
$8K ﹤0.01%
338
+112
+50% +$2.96K
DK icon
3207
Delek US
DK
$4.13B
$8K ﹤0.01%
+243
New +$7.76K
GHC icon
3208
Graham Holdings Company
GHC
$4.99B
$8K ﹤0.01%
20
-8
-29% -$3.44K
GUT
3209
Gabelli Utility Trust
GUT
$577M
$8K ﹤0.01%
1,170
– –
KAI icon
3210
Kadant
KAI
$3.9B
$8K ﹤0.01%
217
– –
KBR icon
3211
KBR
KBR
$4.81B
$8K ﹤0.01%
417
– –
KCE icon
3212
State Street SPDR S&P Capital Markets ETF
KCE
$481M
$8K ﹤0.01%
166
– –
KNDI
3213
Kandi Technologies Group
KNDI
$61.8M
$8K ﹤0.01%
600
-300
-33% -$5.09K
LII icon
3214
Lennox International
LII
$14.4B
$8K ﹤0.01%
100
+82
+456% +$6.93K
MATX icon
3215
Matsons
MATX
$6.45B
$8K ﹤0.01%
303
– –
NEO icon
3216
NeoGenomics
NEO
$2.12B
$8K ﹤0.01%
1,500
– –
NGL icon
3217
NGL Energy Partners
NGL
$2.16B
$8K ﹤0.01%
200
– –
NVEC icon
3218
NVE Corp
NVEC
$565M
$8K ﹤0.01%
127
-17
-12% -$1.09K
OMER icon
3219
Omeros
OMER
$1.28B
$8K ﹤0.01%
600
– –
SAFT icon
3220
Safety Insurance
SAFT
$1.52B
$8K ﹤0.01%
+150
New +$7.95K
SFNC icon
3221
Simmons First National
SFNC
$3.46B
$8K ﹤0.01%
400
– –
SOL
3222
DELISTED
Emeren Group
SOL
$8K ﹤0.01%
500
– –
SPSC icon
3223
SPS Commerce
SPSC
$2.83B
$8K ﹤0.01%
312
-22
-7% -$610
SPSM icon
3224
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$8K ﹤0.01%
366
-7,851
-96% -$180K
UMC icon
3225
United Microelectronic
UMC
$49B
$8K ﹤0.01%
3,933
-196
-5% -$440
127 128
129
130 131

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.