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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
3176
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
$5K ﹤0.01%
295
– –
IMNN icon
3177
Imunon
IMNN
$6.77M
– –
0
– –
MIND icon
3178
MIND Technology
MIND
$43.9M
$5K ﹤0.01%
30
– –
MMT
3179
Aberdeen Multi-Market Income Fund
MMT
$244M
$5K ﹤0.01%
753
-250
-25% -$1.62K
MVT
3180
DELISTED
BlackRock MuniVest Fund II
MVT
$5K ﹤0.01%
380
– –
NKX icon
3181
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$5K ﹤0.01%
410
– –
NMI icon
3182
Nuveen Municipal Income
NMI
$130M
$5K ﹤0.01%
500
– –
NSIT icon
3183
Insight Enterprises
NSIT
$4.43B
$5K ﹤0.01%
280
– –
NWS icon
3184
News Corp Class B
NWS
$17.7B
$5K ﹤0.01%
+294
New +$4.75K
PFX icon
3185
PhenixFIN
PFX
$88.9M
$5K ﹤0.01%
18
– –
PGEN icon
3186
Precigen
PGEN
$2.46B
$5K ﹤0.01%
+209
New +$4.82K
BCIC
3187
BCP Investment Corp
BCIC
$96M
$5K ﹤0.01%
55
-50
-48% -$4.76K
SAIA icon
3188
Saia
SAIA
$9.52B
$5K ﹤0.01%
146
-5
-3% -$156
SAND
3189
DELISTED
Sandstorm Gold
SAND
$5K ﹤0.01%
1,000
– –
FLNA
3190
Filana Therapeutics
FLNA
$46.9M
$5K ﹤0.01%
286
-142
-33% -$2.48K
SLVP icon
3191
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$968M
$5K ﹤0.01%
390
– –
SYBT icon
3192
Stock Yards Bancorp
SYBT
$2.6B
$5K ﹤0.01%
+261
New +$4.72K
TRS icon
3193
TriMas Corp
TRS
$1.43B
$5K ﹤0.01%
164
– –
VKQ icon
3194
Invesco Municipal Trust
VKQ
$545M
$5K ﹤0.01%
394
– –
VTIP icon
3195
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$5K ﹤0.01%
235
-6
-2% -$296
WNS
3196
DELISTED
WNS Holdings
WNS
$5K ﹤0.01%
256
+153
+149% +$3.02K
ZUMZ icon
3197
Zumiez
ZUMZ
$322M
$5K ﹤0.01%
158
– –
BIG
3198
DELISTED
Big Lots, Inc.
BIG
$5K ﹤0.01%
141
+10
+8% +$354
AAIC
3199
DELISTED
Arlington Asset Investment Corp.
AAIC
$5K ﹤0.01%
225
-30
-12% -$746
BICK
3200
DELISTED
First Trust BICK Index Fund
BICK
$5K ﹤0.01%
200
– –
126 127
128
129 130

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.