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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVU
3151
DELISTED
SUPERVALU Inc.
SVU
$64K ﹤0.01%
1,993
-3,845
-66% -$112K
AGO icon
3152
Assured Guaranty
AGO
$3.38B
$63K ﹤0.01%
1,505
-255
-14% -$10.1K
EET icon
3153
ProShares Ultra MSCI Emerging Markets
EET
$37.2M
$63K ﹤0.01%
+840
New +$64K
IBN icon
3154
ICICI Bank
IBN
$107B
$63K ﹤0.01%
7,418
+43
+0.6% +$380
IGC icon
3155
IGC Pharma
IGC
$31.1M
$63K ﹤0.01%
8,375
+6,875
+458% +$7.14K
RAMP icon
3156
LiveRamp
RAMP
$2.3B
$63K ﹤0.01%
1,267
-330
-21% -$14.6K
SIZE icon
3157
iShares MSCI USA Size Factor ETF
SIZE
$447M
$63K ﹤0.01%
721
-123
-15% -$10.7K
SSTI icon
3158
SoundThinking
SSTI
$80.3M
$63K ﹤0.01%
+1,025
New +$49.8K
IBML
3159
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$63K ﹤0.01%
2,509
-18,407
-88% -$460K
FANZ
3160
DELISTED
ProSports Sponsors ETF
FANZ
$63K ﹤0.01%
+2,671
New +$62.4K
BAC.WS.B
3161
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$63K ﹤0.01%
210,000
– –
EVHC
3162
DELISTED
Envision Healthcare Holdings Inc
EVHC
$63K ﹤0.01%
1,376
-6,444
-82% -$289K
BCML icon
3163
BayCom
BCML
$339M
$62K ﹤0.01%
+2,306
New +$58.8K
GSBC icon
3164
Great Southern Bancorp
GSBC
$889M
$62K ﹤0.01%
1,136
-483
-30% -$28.4K
HY icon
3165
Hyster-Yale Materials Handling
HY
$618M
$62K ﹤0.01%
1,000
-202
-17% -$12.8K
INGN icon
3166
Inogen
INGN
$153M
$62K ﹤0.01%
252
+85
+51% +$19.7K
KEX icon
3167
Kirby Corp
KEX
$7.32B
$62K ﹤0.01%
746
-10
-1% -$839
SPGP icon
3168
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$62K ﹤0.01%
1,128
-207
-16% -$11K
RFP
3169
DELISTED
Resolute Forest Products Inc.
RFP
$62K ﹤0.01%
4,780
+690
+17% +$8.63K
TTM
3170
DELISTED
Tata Motors Limited
TTM
$62K ﹤0.01%
3,967
-1,434
-27% -$26.4K
WBC
3171
DELISTED
WABCO HOLDINGS INC.
WBC
$62K ﹤0.01%
525
-790
-60% -$95.4K
AMED
3172
DELISTED
Amedisys
AMED
$61K ﹤0.01%
486
+121
+33% +$13.4K
CADE
3173
DELISTED
Cadence Bank
CADE
$61K ﹤0.01%
1,876
-18
-1% -$612
CNO icon
3174
CNO Financial Group
CNO
$5.11B
$61K ﹤0.01%
2,874
-49
-2% -$1.03K
CWEN.A
3175
DELISTED
Clearway Energy Class A
CWEN.A
$61K ﹤0.01%
3,227
+2,306
+250% +$43.7K
125 126
127
128 129

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.