We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 6.22%
2 Technology 5.79%
3 Industrials 4.76%
4 Consumer Staples 3.75%
5 Healthcare 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPEI icon
3151
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$54K ﹤0.01%
2,700
+700
+35% +$14.1K
LXRX icon
3152
Lexicon Pharmaceuticals
LXRX
$1.04B
$54K ﹤0.01%
5,464
+4,412
+419% +$45.8K
PJT icon
3153
PJT Partners
PJT
$4.36B
$54K ﹤0.01%
1,200
+77
+7% +$3.13K
QLTA icon
3154
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
$54K ﹤0.01%
1,030
– –
SRG
3155
Seritage Growth Properties
SRG
$131M
$54K ﹤0.01%
1,323
-200
-13% -$8.35K
STKL
3156
DELISTED
SunOpta
STKL
$54K ﹤0.01%
6,950
-610
-8% -$5.09K
UDN icon
3157
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$54K ﹤0.01%
2,400
+3
+0.1% +$66
WTFC icon
3158
Wintrust Financial
WTFC
$11B
$54K ﹤0.01%
657
+185
+39% +$14.9K
JBTM
3159
JBT Marel
JBTM
$6.15B
$54K ﹤0.01%
480
+72
+18% +$7.86K
GTHX
3160
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$54K ﹤0.01%
2,700
+400
+17% +$8.6K
MEN
3161
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$54K ﹤0.01%
4,631
+300
+7% +$3.58K
ARDM
3162
DELISTED
Aradigm Corp Common Stock
ARDM
$54K ﹤0.01%
8,040
+6,838
+569% +$30.1K
SNI
3163
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$54K ﹤0.01%
618
-186
-23% -$15.4K
ANF icon
3164
Abercrombie & Fitch
ANF
$4.99B
$53K ﹤0.01%
3,030
+370
+14% +$5.62K
APPN icon
3165
Appian
APPN
$2.49B
$53K ﹤0.01%
1,673
+1,494
+835% +$34.5K
GTO icon
3166
Invesco Total Return Bond ETF
GTO
$2.48B
$53K ﹤0.01%
+1,000
New +$52.8K
MC icon
3167
Moelis & Co
MC
$4.91B
$53K ﹤0.01%
1,076
+473
+78% +$21.4K
MNRO icon
3168
Monro
MNRO
$352M
$53K ﹤0.01%
914
+87
+11% +$4.53K
MUJ icon
3169
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$657M
$53K ﹤0.01%
3,631
– –
PBH icon
3170
Prestige Consumer Healthcare
PBH
$2.43B
$53K ﹤0.01%
1,192
-423
-26% -$19.3K
QDF icon
3171
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$53K ﹤0.01%
1,171
+4
+0.3% +$174
SM icon
3172
SM Energy
SM
$7.71B
$53K ﹤0.01%
2,416
+26
+1% +$525
TRVG
3173
trivago
TRVG
$367M
$53K ﹤0.01%
1,540
-630
-29% -$25.8K
CAPD
3174
DELISTED
iPath Shiller CAPE ETN
CAPD
$53K ﹤0.01%
4,620
+4,000
+645% +$45.3K
GNC
3175
DELISTED
GNC Holdings, Inc.
GNC
$53K ﹤0.01%
14,323
+13,513
+1,668% +$84.9K
125 126
127
128 129

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.