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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DF
3151
DELISTED
Dean Foods Company
DF
$33K ﹤0.01%
1,871
-181
-9% -$3.44K
ARRY
3152
DELISTED
Array Biopharma Inc
ARRY
$33K ﹤0.01%
3,806
-400
-10% -$2.94K
SODA
3153
DELISTED
SodaStream International Ltd
SODA
$33K ﹤0.01%
838
-300
-26% -$9.66K
XRDC
3154
DELISTED
Crossroads Capital, Inc
XRDC
$33K ﹤0.01%
15,510
-544
-3% -$969
BME icon
3155
BlackRock Health Sciences Trust
BME
$570M
$32K ﹤0.01%
1,014
-65
-6% -$2.18K
HUBB icon
3156
Hubbell
HUBB
$26.9B
$32K ﹤0.01%
289
– –
KGC icon
3157
Kinross Gold
KGC
$32.4B
$32K ﹤0.01%
10,350
– –
KWR icon
3158
Quaker Houghton
KWR
$2.95B
$32K ﹤0.01%
251
+213
+561% +$25.1K
LPLA icon
3159
LPL Financial
LPLA
$29.3B
$32K ﹤0.01%
966
+47
+5% +$1.64K
RLI icon
3160
RLI Corp
RLI
$5.86B
$32K ﹤0.01%
1,012
-394
-28% -$12.2K
SITC icon
3161
SITE Centers
SITC
$156M
$32K ﹤0.01%
1,570
-3,555
-69% -$71K
TRAK icon
3162
ReposiTrak
TRAK
$154M
$32K ﹤0.01%
2,500
– –
WEA
3163
Western Asset Premier Bond Fund
WEA
$125M
$32K ﹤0.01%
2,500
+1,492
+148% +$19.4K
CAFD
3164
DELISTED
8point3 Energy Partners LP
CAFD
$32K ﹤0.01%
2,471
+1,371
+125% +$18.8K
JUNO
3165
DELISTED
Juno Therapeutics, Inc.
JUNO
$32K ﹤0.01%
1,700
-1,744
-51% -$42.7K
BETR
3166
DELISTED
Amplify Snack Brands, Inc.
BETR
$32K ﹤0.01%
3,606
+1,228
+52% +$14.9K
GIMO
3167
DELISTED
Gigamon Inc.
GIMO
$32K ﹤0.01%
678
+197
+41% +$10.3K
DXTR
3168
DELISTED
Dextera Surgical Inc.
DXTR
$32K ﹤0.01%
33,464
– –
TMH
3169
DELISTED
Team Health Holdings Inc
TMH
$32K ﹤0.01%
722
-768
-52% -$31.7K
PEI
3170
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$32K ﹤0.01%
113
-41
-27% -$12.2K
MBT
3171
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$32K ﹤0.01%
3,600
+607
+20% +$4.88K
BCBP icon
3172
BCB Bancorp
BCBP
$163M
$31K ﹤0.01%
2,406
-2,768
-53% -$33.5K
DAN icon
3173
Dana Inc
DAN
$3.27B
$31K ﹤0.01%
1,607
+1,475
+1,117% +$24.7K
FDUS icon
3174
Fidus Investment
FDUS
$745M
$31K ﹤0.01%
2,000
– –
GHC icon
3175
Graham Holdings Company
GHC
$5.01B
$31K ﹤0.01%
60
– –
125 126
127
128 129

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.