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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFM
3151
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$16K ﹤0.01%
+398
New +$15.1K
RVLT
3152
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$16K ﹤0.01%
1,180
– –
PCYC
3153
DELISTED
PHARMACYCLICS INC
PCYC
$16K ﹤0.01%
126
+22
+21% +$2.81K
GRES
3154
DELISTED
IQ ARB Global Resources
GRES
$16K ﹤0.01%
600
– –
TRCO
3155
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$16K ﹤0.01%
+267
New +$16.4K
BOBE
3156
DELISTED
Bob Evans Farms, Inc.
BOBE
$16K ﹤0.01%
319
– –
AMCC
3157
DELISTED
Applied Micro Circuits Corporation New
AMCC
$16K ﹤0.01%
2,410
-50
-2% -$319
AMD icon
3158
Advanced Micro Devices
AMD
$789B
$15K ﹤0.01%
5,418
-3,938
-42% -$10.8K
CIK
3159
Credit Suisse Asset Management Income Fund
CIK
$134M
$15K ﹤0.01%
4,500
+2,500
+125% +$8.38K
DX
3160
Dynex Capital
DX
$3.23B
$15K ﹤0.01%
587
-569
-49% -$14.3K
EGP icon
3161
EastGroup Properties
EGP
$11B
$15K ﹤0.01%
234
– –
EXEL icon
3162
Exelixis
EXEL
$12.5B
$15K ﹤0.01%
10,871
+7,571
+229% +$11.8K
FONR
3163
DELISTED
Fonar
FONR
$15K ﹤0.01%
1,420
-300
-17% -$3.38K
GLRE icon
3164
Greenlight Captial
GLRE
$512M
$15K ﹤0.01%
449
+180
+67% +$5.8K
HOPE icon
3165
Hope Bancorp
HOPE
$1.85B
$15K ﹤0.01%
1,011
+279
+38% +$3.94K
INDB icon
3166
Independent Bank
INDB
$4.05B
$15K ﹤0.01%
354
– –
KMPR icon
3167
Kemper
KMPR
$1.59B
$15K ﹤0.01%
410
+401
+4,456% +$14.1K
PLUG icon
3168
Plug Power
PLUG
$3.21B
$15K ﹤0.01%
4,930
+327
+7% +$1.3K
PSK icon
3169
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$15K ﹤0.01%
+333
New +$14.7K
PXH icon
3170
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$15K ﹤0.01%
783
– –
SAFT icon
3171
Safety Insurance
SAFT
$1.52B
$15K ﹤0.01%
241
+91
+61% +$5.46K
SCM icon
3172
Stellus Capital Investment Corp
SCM
$254M
$15K ﹤0.01%
1,300
– –
STKL
3173
DELISTED
SunOpta
STKL
$15K ﹤0.01%
1,300
-200
-13% -$2.5K
TNK icon
3174
Teekay Tankers
TNK
$2.9B
$15K ﹤0.01%
375
– –
WIT icon
3175
Wipro
WIT
$19.4B
$15K ﹤0.01%
6,880
-3,733
-35% -$8.48K
125 126
127
128 129

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.