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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 6.22%
2 Technology 5.79%
3 Industrials 4.76%
4 Consumer Staples 3.75%
5 Healthcare 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBE icon
3076
Invesco DB Energy Fund
DBE
$90.5M
$61K ﹤0.01%
4,159
-26
-0.6% -$357
HAE icon
3077
Haemonetics
HAE
$4.11B
$61K ﹤0.01%
1,059
+143
+16% +$7.53K
KEP icon
3078
Korea Electric Power
KEP
$14.8B
$61K ﹤0.01%
3,401
-3,311
-49% -$57.9K
NDLS icon
3079
Noodles & Co
NDLS
$98M
$61K ﹤0.01%
1,450
-121
-8% -$4.64K
POWI icon
3080
Power Integrations
POWI
$3.57B
$61K ﹤0.01%
1,638
-218
-12% -$8.32K
PXI icon
3081
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54.7M
$61K ﹤0.01%
1,550
-100
-6% -$3.66K
SPGP icon
3082
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$61K ﹤0.01%
1,334
-199
-13% -$8.87K
TAO
3083
DELISTED
Invesco China Real Estate ETF
TAO
$61K ﹤0.01%
2,120
– –
BUFF
3084
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$61K ﹤0.01%
1,866
-214
-10% -$6.34K
BKK
3085
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$61K ﹤0.01%
4,000
– –
AC
3086
DELISTED
Associated Capital Group
AC
$60K ﹤0.01%
+1,774
New +$62.7K
ACLS icon
3087
Axcelis
ACLS
$4.42B
$60K ﹤0.01%
2,062
+1,407
+215% +$44.3K
ARTNA icon
3088
Artesian Resources
ARTNA
$362M
$60K ﹤0.01%
1,567
+100
+7% +$4K
BFZ
3089
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$60K ﹤0.01%
4,379
– –
DGRS icon
3090
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$415M
$60K ﹤0.01%
1,682
-316
-16% -$11.1K
HYGH icon
3091
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$60K ﹤0.01%
658
-200
-23% -$18.2K
ICUI icon
3092
ICU Medical
ICUI
$4.58B
$60K ﹤0.01%
279
+2
+0.7% +$405
NUAG icon
3093
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.8M
$60K ﹤0.01%
2,461
-18,198
-88% -$447K
PATK icon
3094
Patrick Industries
PATK
$2.79B
$60K ﹤0.01%
1,277
-120
-9% -$4.93K
REXR icon
3095
Rexford Industrial Realty
REXR
$8.11B
$60K ﹤0.01%
2,072
+172
+9% +$5.18K
ZD icon
3096
Ziff Davis
ZD
$1.92B
$60K ﹤0.01%
933
-70
-7% -$4.56K
GLOG
3097
DELISTED
GASLOG LTD
GLOG
$60K ﹤0.01%
2,694
-9
-0.3% -$166
EGN
3098
DELISTED
Energen
EGN
$60K ﹤0.01%
1,046
-814
-44% -$44.2K
GTT
3099
DELISTED
GTT Communications, Inc.
GTT
$60K ﹤0.01%
1,277
-140
-10% -$5.34K
CCD
3100
Calamos Dynamic Convertible & Income Fund
CCD
$757M
$59K ﹤0.01%
2,921
+823
+39% +$16.9K
122 123
124
125 126

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.