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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBKC
3076
DELISTED
IBERIABANK Corp
IBKC
$21K ﹤0.01%
355
+13
+4% +$819
CORV
3077
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$21K ﹤0.01%
2,500
– –
MDR
3078
DELISTED
McDermott International
MDR
$21K ﹤0.01%
1,570
+761
+94% +$10.4K
HFBC
3079
DELISTED
HopFed Bancorp Inc
HFBC
$21K ﹤0.01%
1,730
– –
SDLP
3080
DELISTED
SEADRILL PARTNERS LLC
SDLP
$21K ﹤0.01%
219
– –
EMES
3081
DELISTED
Emerge Energy Services LP
EMES
$21K ﹤0.01%
3,120
+325
+12% +$6.29K
HGT
3082
DELISTED
Hugoton Royalty Trust
HGT
$21K ﹤0.01%
7,435
+13
+0.2% +$38
CCC
3083
DELISTED
Calgon Carbon Corp
CCC
$21K ﹤0.01%
1,344
-56
-4% -$935
BIOA
3084
DELISTED
BioAmber Inc.
BIOA
$21K ﹤0.01%
3,900
– –
JOY
3085
DELISTED
Joy Global Inc
JOY
$21K ﹤0.01%
1,377
-117
-8% -$2.84K
XL
3086
DELISTED
XL Group Ltd.
XL
$21K ﹤0.01%
571
+47
+9% +$1.78K
GSP
3087
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$21K ﹤0.01%
1,322
– –
ARMK icon
3088
Aramark
ARMK
$16.5B
$20K ﹤0.01%
943
+451
+92% +$10.3K
BANR icon
3089
Banner Corp
BANR
$2.51B
$20K ﹤0.01%
429
-157
-27% -$7.3K
CDE icon
3090
Coeur Mining
CDE
$19.7B
$20K ﹤0.01%
7,100
– –
CIVB icon
3091
Civista Bancshares
CIVB
$597M
$20K ﹤0.01%
2,000
– –
CLDX icon
3092
Celldex Therapeutics
CLDX
$3.29B
$20K ﹤0.01%
124
+38
+44% +$10.8K
DBI icon
3093
Designer Brands
DBI
$305M
$20K ﹤0.01%
792
+205
+35% +$6.38K
EP.PRC icon
3094
El Paso Energy Capital Trust I
EP.PRC
$222M
$20K ﹤0.01%
400
– –
HAE icon
3095
Haemonetics
HAE
$4.14B
$20K ﹤0.01%
632
+275
+77% +$10.3K
HEWJ icon
3096
iShares Currency Hedged MSCI Japan ETF
HEWJ
$768M
$20K ﹤0.01%
747
-807
-52% -$24.4K
HIMX
3097
Himax Technologies
HIMX
$2.6B
$20K ﹤0.01%
2,549
-450
-15% -$3.34K
HWKN icon
3098
Hawkins
HWKN
$2.73B
$20K ﹤0.01%
1,030
-1,200
-54% -$22.7K
IAE
3099
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.9M
$20K ﹤0.01%
2,330
– –
IPO icon
3100
Renaissance IPO ETF
IPO
$166M
$20K ﹤0.01%
1,000
– –
122 123
124
125 126

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.