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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HK
3076
DELISTED
Halcon Resources Corporation
HK
$18K ﹤0.01%
57
– –
GENZ
3077
VanEck Digital Native Economy ETF
GENZ
$17.9M
$17K ﹤0.01%
438
+10
+2% +$425
CATO icon
3078
Cato Corp
CATO
$66.7M
$17K ﹤0.01%
411
+387
+1,613% +$14.5K
DSM
3079
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$17K ﹤0.01%
2,079
+500
+32% +$4.01K
FIVE icon
3080
Five Below
FIVE
$13.4B
$17K ﹤0.01%
444
-306
-41% -$12.4K
FN icon
3081
Fabrinet
FN
$20.3B
$17K ﹤0.01%
942
+117
+14% +$1.95K
GOGO icon
3082
Gogo Inc
GOGO
$377M
$17K ﹤0.01%
1,050
-28
-3% -$456
HLF icon
3083
Herbalife
HLF
$1.28B
$17K ﹤0.01%
1,002
-330
-25% -$7.07K
IAT icon
3084
iShares US Regional Banks ETF
IAT
$689M
$17K ﹤0.01%
+500
New +$16.9K
JOF
3085
Japan Smaller Capitalization Fund
JOF
$356M
$17K ﹤0.01%
1,936
+820
+73% +$7.51K
JOUT icon
3086
Johnson Outdoors
JOUT
$512M
$17K ﹤0.01%
534
– –
MLI icon
3087
Mueller Industries
MLI
$14.7B
$17K ﹤0.01%
2,036
+8
+0.4% +$63
MTZ icon
3088
MasTec
MTZ
$23B
$17K ﹤0.01%
761
+602
+379% +$14.9K
ONTO icon
3089
Onto Innovation
ONTO
$20.6B
$17K ﹤0.01%
1,000
– –
PB icon
3090
Prosperity Bancshares
PB
$8.97B
$17K ﹤0.01%
309
-154
-33% -$8.73K
PHD
3091
DELISTED
Pioneer Floating Rate Fund
PHD
$17K ﹤0.01%
+1,500
New +$17.1K
PPBI
3092
DELISTED
Pacific Premier Bancorp
PPBI
$17K ﹤0.01%
1,000
– –
PWOD
3093
DELISTED
Penns Woods Bancorp
PWOD
$17K ﹤0.01%
515
– –
STM icon
3094
STMicroelectronics
STM
$48.1B
$17K ﹤0.01%
2,288
+840
+58% +$6.07K
SYLD icon
3095
Cambria Shareholder Yield ETF
SYLD
$1.03B
$17K ﹤0.01%
531
+2
+0.4% +$62
UMBF icon
3096
UMB Financial
UMBF
$11.5B
$17K ﹤0.01%
300
+28
+10% +$1.58K
VEGA icon
3097
AdvisorShares STAR Global Buy-Write ETF
VEGA
$91.6M
$17K ﹤0.01%
645
– –
WERN icon
3098
Werner Enterprises
WERN
$2.31B
$17K ﹤0.01%
551
– –
XXII
3099
22nd Century Group
XXII
$1.42M
– –
0
– –
ENZ
3100
DELISTED
Enzo Biochem, Inc.
ENZ
$17K ﹤0.01%
3,750
– –
122 123
124
125 126

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.