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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITEQ icon
3051
Amplify BlueStar Israel Technology ETF
ITEQ
$119M
$25K ﹤0.01%
+1,050
New +$25.8K
NRP icon
3052
Natural Resource Partners
NRP
$1.38B
$25K ﹤0.01%
1,892
-779
-29% -$13.8K
RNST icon
3053
Renasant Corp
RNST
$3.98B
$25K ﹤0.01%
734
+214
+41% +$7.54K
SENEA icon
3054
Seneca Foods Class A
SENEA
$1.29B
$25K ﹤0.01%
852
– –
SMLF icon
3055
iShares US Small Cap Equity Factor ETF
SMLF
$4.33B
$25K ﹤0.01%
+849
New +$25.1K
STGW icon
3056
Stagwell
STGW
$2.25B
$25K ﹤0.01%
1,140
-209
-15% -$4.41K
TECK icon
3057
Teck Resources
TECK
$31.2B
$25K ﹤0.01%
6,566
+709
+12% +$3.51K
TIPX icon
3058
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$25K ﹤0.01%
1,274
– –
UFCS icon
3059
United Fire Group
UFCS
$1.39B
$25K ﹤0.01%
647
-882
-58% -$33.5K
VRTS icon
3060
Virtus Investment Partners
VRTS
$1.13B
$25K ﹤0.01%
215
+141
+191% +$16.9K
YELP icon
3061
Yelp
YELP
$1.31B
$25K ﹤0.01%
854
+525
+160% +$13.8K
HEWG
3062
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
$25K ﹤0.01%
1,018
-937
-48% -$23.1K
MFV
3063
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$25K ﹤0.01%
4,777
+29
+0.6% +$155
HEP
3064
DELISTED
Holly Energy Partners, L.P.
HEP
$25K ﹤0.01%
805
+12
+2% +$388
ADXS
3065
DELISTED
Advaxis Inc
ADXS
$25K ﹤0.01%
+167
New +$28.7K
JTD
3066
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$25K ﹤0.01%
1,788
+131
+8% +$1.87K
FNGN
3067
DELISTED
Financial Engines, Inc.
FNGN
$25K ﹤0.01%
750
-200
-21% -$6.64K
UTEK
3068
DELISTED
Ultratech Inc.
UTEK
$25K ﹤0.01%
1,240
+840
+210% +$14K
PLKI
3069
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$25K ﹤0.01%
427
+288
+207% +$16.3K
IBMI
3070
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$25K ﹤0.01%
+980
New +$25K
BANR icon
3071
Banner Corp
BANR
$2.51B
$24K ﹤0.01%
523
+94
+22% +$4.65K
CLDX icon
3072
Celldex Therapeutics
CLDX
$3.29B
$24K ﹤0.01%
104
-20
-16% -$4.36K
EIS icon
3073
iShares MSCI Israel ETF
EIS
$909M
$24K ﹤0.01%
491
+203
+70% +$10.2K
ENTA icon
3074
Enanta Pharmaceuticals
ENTA
$385M
$24K ﹤0.01%
730
-200
-22% -$6.52K
EVH icon
3075
Evolent Health
EVH
$534M
$24K ﹤0.01%
2,000
– –
121 122
123
124 125

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.