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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOYB icon
3051
Teucrium Soybean Fund
SOYB
$60.6M
$22K ﹤0.01%
1,250
– –
THC icon
3052
Tenet Healthcare
THC
$21.5B
$22K ﹤0.01%
598
+77
+15% +$3.98K
TY icon
3053
TRI-Continental Corp
TY
$1.92B
$22K ﹤0.01%
1,148
+39
+4% +$803
VHC icon
3054
VirnetX Holding Corp
VHC
$65.3M
$22K ﹤0.01%
307
– –
VSH icon
3055
Vishay Intertechnology
VSH
$5.3B
$22K ﹤0.01%
2,298
-749
-25% -$7.95K
TPC
3056
Tutor Perini Cor
TPC
$5.09B
$22K ﹤0.01%
1,335
– –
PFC
3057
DELISTED
Premier Financial Corp. Common Stock
PFC
$22K ﹤0.01%
1,158
+102
+10% +$1.88K
JTD
3058
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$22K ﹤0.01%
1,657
+131
+9% +$1.96K
FRAN
3059
DELISTED
Francesca's Holdings Corporation
FRAN
$22K ﹤0.01%
150
+12
+9% +$1.74K
LCM
3060
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$22K ﹤0.01%
2,637
+52
+2% +$455
ALJ
3061
DELISTED
Alon USA Energy Inc
ALJ
$22K ﹤0.01%
1,169
+459
+65% +$8.7K
CIE
3062
DELISTED
Cobalt International Energy, Inc
CIE
$22K ﹤0.01%
207
– –
ACAT
3063
DELISTED
Arctic Cat Inc
ACAT
$22K ﹤0.01%
1,015
– –
BDSI
3064
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$22K ﹤0.01%
3,852
-300
-7% -$2.21K
AGI icon
3065
Alamos Gold
AGI
$13.9B
$21K ﹤0.01%
+5,956
New +$23.9K
CNK icon
3066
Cinemark Holdings
CNK
$4.29B
$21K ﹤0.01%
627
+37
+6% +$1.38K
EBND icon
3067
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$21K ﹤0.01%
868
-379
-30% -$9.72K
EPHE icon
3068
iShares MSCI Philippines ETF
EPHE
$146M
$21K ﹤0.01%
617
-903
-59% -$33K
FMN
3069
Federated Hermes Premier Municipal Income Fund
FMN
$87.7M
$21K ﹤0.01%
1,478
– –
LULU icon
3070
lululemon athletica
LULU
$13.4B
$21K ﹤0.01%
416
-54
-11% -$3.29K
PTC icon
3071
PTC
PTC
$16.4B
$21K ﹤0.01%
639
-32
-5% -$1.15K
TPZ
3072
Tortoise Electrification Infrastructure ETF
TPZ
$128M
$21K ﹤0.01%
1,100
-380
-26% -$8.42K
ONIT
3073
Onity Group
ONIT
$327M
$21K ﹤0.01%
210
– –
BERY
3074
DELISTED
Berry Global Group, Inc.
BERY
$21K ﹤0.01%
763
-593
-44% -$17.1K
MDP
3075
DELISTED
Meredith Corporation
MDP
$21K ﹤0.01%
500
+101
+25% +$4.81K
121 122
123
124 125

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.