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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAYD icon
3051
Taylor Devices
TAYD
$170M
$11K ﹤0.01%
1,142
+94
+9% +$831
TCOM icon
3052
Trip.com Group
TCOM
$28.3B
$11K ﹤0.01%
400
– –
TNK icon
3053
Teekay Tankers
TNK
$2.9B
$11K ﹤0.01%
375
– –
UFCS icon
3054
United Fire Group
UFCS
$1.38B
$11K ﹤0.01%
400
– –
VOYA icon
3055
Voya Financial
VOYA
$9.16B
$11K ﹤0.01%
289
+197
+214% +$7.48K
WLY icon
3056
John Wiley & Sons Class A
WLY
$2.63B
$11K ﹤0.01%
189
+28
+17% +$1.67K
TEN
3057
Tsakos Energy Navigation Ltd
TEN
$1.23B
$11K ﹤0.01%
341
+1
+0.3% +$35
NSTG
3058
DELISTED
NanoString Technologies, Inc.
NSTG
$11K ﹤0.01%
1,000
– –
IVH
3059
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$11K ﹤0.01%
622
+13
+2% +$232
ZVO
3060
DELISTED
Zovio Inc. Common Stock
ZVO
$11K ﹤0.01%
1,000
– –
RJZ
3061
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$11K ﹤0.01%
1,350
– –
BAF
3062
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$11K ﹤0.01%
792
+12
+2% +$168
MCEP
3063
DELISTED
Mid-Con Energy Partners, LP
MCEP
$11K ﹤0.01%
25
– –
HDS
3064
DELISTED
HD Supply Holdings, Inc.
HDS
$11K ﹤0.01%
388
– –
ASNA
3065
DELISTED
Ascena Retail Group, Inc.
ASNA
$11K ﹤0.01%
43
-1
-2% -$328
ALDR
3066
DELISTED
Alder Biopharmaceuticals
ALDR
$11K ﹤0.01%
850
-5,750
-87% -$86.9K
BT
3067
DELISTED
BT Group plc (ADR)
BT
$11K ﹤0.01%
362
-34
-9% -$1.09K
DWCH
3068
DELISTED
Datawatch Corp
DWCH
$11K ﹤0.01%
1,100
– –
SNAK
3069
DELISTED
Inventure Foods, Inc.
SNAK
$11K ﹤0.01%
850
– –
LBF
3070
DELISTED
Deutsche Global High Incm Fund
LBF
$11K ﹤0.01%
1,302
+21
+2% +$174
AMSG
3071
DELISTED
Amsurg Corp
AMSG
$11K ﹤0.01%
227
– –
N
3072
DELISTED
Netsuite Inc
N
$11K ﹤0.01%
128
+72
+129% +$6.11K
QLGC
3073
DELISTED
QLOGIC CORP
QLGC
$11K ﹤0.01%
1,210
– –
BLT
3074
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$11K ﹤0.01%
694
+182
+36% +$2.71K
RIVR
3075
DELISTED
RIVER VALLEY BANCORP
RIVR
$11K ﹤0.01%
+500
New +$10.8K
121 122
123
124 125

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.