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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIO
3026
KKR Income Opportunities Fund
KIO
$456M
$39K ﹤0.01%
2,408
+75
+3% +$1.18K
NGVC icon
3027
Vitamin Cottage Natural Grocers
NGVC
$645M
$39K ﹤0.01%
3,300
– –
SDG icon
3028
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$39K ﹤0.01%
810
– –
UPBD icon
3029
Upbound Group
UPBD
$1.14B
$39K ﹤0.01%
3,455
+3,400
+6,182% +$37.9K
VFL
3030
DELISTED
abrdn National Municipal Income Fund
VFL
$39K ﹤0.01%
2,927
– –
TXNM
3031
TXNM Energy Inc
TXNM
$5.91B
$39K ﹤0.01%
1,154
-506
-30% -$16.4K
MAGN
3032
Magnera Corp
MAGN
$438M
$39K ﹤0.01%
127
+3
+2% +$867
BCM
3033
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$39K ﹤0.01%
1,433
+447
+45% +$11.9K
BRS
3034
DELISTED
Bristow Group, Inc.
BRS
$39K ﹤0.01%
1,925
– –
BSFT
3035
DELISTED
BroadSoft, Inc.
BSFT
$39K ﹤0.01%
954
-35
-4% -$1.5K
FIG
3036
DELISTED
Fortress Investment Group Llc
FIG
$39K ﹤0.01%
8,002
+1,277
+19% +$6.48K
MENT
3037
DELISTED
Mentor Graphics Corp
MENT
$39K ﹤0.01%
1,053
-624
-37% -$20.4K
AZZ icon
3038
AZZ Inc
AZZ
$4.53B
$38K ﹤0.01%
590
+10
+2% +$603
CLMT icon
3039
Calumet Specialty Products
CLMT
$4.17B
$38K ﹤0.01%
9,403
-3,897
-29% -$15.9K
HIMX
3040
Himax Technologies
HIMX
$2.63B
$38K ﹤0.01%
6,371
+3,000
+89% +$22.7K
NYT icon
3041
New York Times
NYT
$10.5B
$38K ﹤0.01%
2,833
+173
+7% +$2.14K
PIPR icon
3042
Piper Sandler
PIPR
$5.47B
$38K ﹤0.01%
2,344
+80
+4% +$1.26K
PST icon
3043
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$38K ﹤0.01%
1,688
– –
WPRT
3044
Westport Fuel Systems
WPRT
$33.4M
$38K ﹤0.01%
3,399
-187
-5% -$2.6K
TPC
3045
Tutor Perini Cor
TPC
$5.1B
$38K ﹤0.01%
1,372
-1,482
-52% -$35.9K
AVTA
3046
DELISTED
Avantax, Inc. Common Stock
AVTA
$38K ﹤0.01%
2,606
+2,519
+2,895% +$34K
FCRD
3047
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$38K ﹤0.01%
3,830
– –
SHLX
3048
DELISTED
Shell Midstream Partners, L.P.
SHLX
$38K ﹤0.01%
1,301
+11
+0.9% +$306
BID
3049
DELISTED
Sotheby's
BID
$38K ﹤0.01%
947
– –
MZOR
3050
DELISTED
Mazor Robotics Ltd.
MZOR
$38K ﹤0.01%
1,734
+245
+16% +$5.52K
120 121
122
123 124

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.