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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFOR
3001
Everforth Inc
EFOR
$1.3B
$37K ﹤0.01%
1,021
+271
+36% +$10.1K
BME icon
3002
BlackRock Health Sciences Trust
BME
$571M
$37K ﹤0.01%
1,079
+17
+2% +$601
KIO
3003
KKR Income Opportunities Fund
KIO
$457M
$37K ﹤0.01%
2,333
+107
+5% +$1.68K
NDLS icon
3004
Noodles & Co
NDLS
$109M
$37K ﹤0.01%
980
-62
-6% -$3.63K
NGVC icon
3005
Vitamin Cottage Natural Grocers
NGVC
$649M
$37K ﹤0.01%
3,300
-1,600
-33% -$19.8K
ARGO
3006
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$37K ﹤0.01%
764
+152
+25% +$7.22K
NATI
3007
DELISTED
National Instruments Corp
NATI
$37K ﹤0.01%
1,285
-378
-23% -$10.6K
ISEE
3008
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$37K ﹤0.01%
791
+271
+52% +$15.3K
AMOV
3009
DELISTED
America Movil SAB de CV
AMOV
$37K ﹤0.01%
3,430
-3,244
-49% -$36.4K
IBMK
3010
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$37K ﹤0.01%
+1,409
New +$37.2K
FOE
3011
DELISTED
Ferro Corporation
FOE
$37K ﹤0.01%
2,657
– –
MEN
3012
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$37K ﹤0.01%
2,906
– –
MDSO
3013
DELISTED
Medidata Solutions, Inc.
MDSO
$37K ﹤0.01%
656
-41
-6% -$2.17K
GRA
3014
DELISTED
W.R. Grace & Co.
GRA
$37K ﹤0.01%
503
+300
+148% +$22.6K
EVO
3015
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$37K ﹤0.01%
2,464
+26
+1% +$407
AAN.A
3016
DELISTED
The Aaron's Company Inc Class A
AAN.A
$37K ﹤0.01%
1,477
-46
-3% -$1.15K
AG icon
3017
First Majestic Silver
AG
$9.49B
$36K ﹤0.01%
3,475
-3,850
-53% -$56.4K
ALSN icon
3018
Allison Transmission
ALSN
$10.4B
$36K ﹤0.01%
1,245
-189
-13% -$5.33K
CAE icon
3019
CAE Inc. Common Shares
CAE
$8.42B
$36K ﹤0.01%
2,498
-5
-0.2% -$68
ETD icon
3020
Ethan Allen Interiors
ETD
$580M
$36K ﹤0.01%
1,160
+715
+161% +$24.2K
FN icon
3021
Fabrinet
FN
$20.5B
$36K ﹤0.01%
793
-1,268
-62% -$50.3K
KELYA icon
3022
Kelly Services Class A
KELYA
$552M
$36K ﹤0.01%
1,865
+132
+8% +$2.58K
PKX icon
3023
POSCO
PKX
$17.7B
$36K ﹤0.01%
715
+108
+18% +$5.32K
SLX icon
3024
VanEck Steel ETF
SLX
$172M
$36K ﹤0.01%
1,171
-1,981
-63% -$60.4K
SRG
3025
Seritage Growth Properties
SRG
$128M
$36K ﹤0.01%
714
– –
119 120
121
122 123

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.