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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GERN icon
3001
Geron
GERN
$982M
$9K ﹤0.01%
4,655
+3,280
+239% +$13.1K
HAFC icon
3002
Hanmi Financial
HAFC
$963M
$9K ﹤0.01%
395
-71
-15% -$1.61K
HEI icon
3003
HEICO Corp
HEI
$51.9B
$9K ﹤0.01%
356
+114
+47% +$2.71K
HOV icon
3004
Hovnanian Enterprises
HOV
$799M
$9K ﹤0.01%
73
-50
-41% -$7.06K
HRB icon
3005
H&R Block
HRB
$6.76B
$9K ﹤0.01%
283
– –
IAG icon
3006
IAMGOLD
IAG
$10.1B
$9K ﹤0.01%
2,500
-1,482
-37% -$5.59K
IQV icon
3007
IQVIA
IQV
$39.8B
$9K ﹤0.01%
+171
New +$8.62K
JCE icon
3008
Nuveen Core Equity Alpha Fund
JCE
$293M
$9K ﹤0.01%
500
– –
LAMR icon
3009
Lamar Advertising Co
LAMR
$15.8B
$9K ﹤0.01%
172
– –
MDGL icon
3010
Madrigal Pharmaceuticals
MDGL
$11.7B
$9K ﹤0.01%
57
– –
MDXG icon
3011
MiMedx Group
MDXG
$612M
$9K ﹤0.01%
1,503
– –
CALY
3012
Callaway Golf Company
CALY
$2.95B
$9K ﹤0.01%
841
-307
-27% -$2.67K
NWS icon
3013
News Corp Class B
NWS
$17.8B
$9K ﹤0.01%
510
-115
-18% -$1.95K
QID icon
3014
ProShares UltraShort QQQ
QID
$241M
$9K ﹤0.01%
2
– –
RDUS
3015
DELISTED
Radius Recycling
RDUS
$9K ﹤0.01%
322
+2
+0.6% +$55
RMCF icon
3016
Rocky Mountain Chocolate Factory
RMCF
$15.6M
$9K ﹤0.01%
754
+7
+0.9% +$82
SKYW icon
3017
Skywest
SKYW
$4.21B
$9K ﹤0.01%
670
– –
SMOG icon
3018
VanEck Low Carbon Energy ETF
SMOG
$135M
$9K ﹤0.01%
151
– –
SPSC icon
3019
SPS Commerce
SPSC
$2.86B
$9K ﹤0.01%
284
– –
SUPN icon
3020
Supernus Pharmaceuticals
SUPN
$2.74B
$9K ﹤0.01%
1,000
– –
UMC icon
3021
United Microelectronic
UMC
$48.6B
$9K ﹤0.01%
4,129
– –
CNH
3022
CNH Industrial
CNH
$16.7B
$9K ﹤0.01%
879
– –
GRCE
3023
Grace Therapeutics
GRCE
$43.5M
$9K ﹤0.01%
+17
New +$10.4K
ENFY
3024
DELISTED
Enlightify Inc
ENFY
$9K ﹤0.01%
271
– –
BCOV
3025
DELISTED
Brightcove, Inc.
BCOV
$9K ﹤0.01%
+900
New +$9.55K
119 120
121
122 123

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.