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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
| $4.52M | 0.06% |
163,010
+4,523
| +3% | +$123K |
|
|
VER
277
DELISTED
VEREIT, Inc.
VER
| $4.47M | 0.06% |
105,146
-59,699
| -36% | -$2.64M |
|
278
Delta Air Lines
DAL
$59.2B
| $4.46M | 0.06% |
91,068
-16,298
| -15% | -$743K |
|
279
Norfolk Southern
NSC
$75.4B
| $4.46M | 0.06% |
42,366
+56
| +0.1% | +$5.66K |
|
280
Capital One
COF
$134B
| $4.44M | 0.06% |
50,951
+43,618
| +595% | +$3.52M |
|
281
iShares S&P 100 ETF
OEF
$20.5B
| $4.42M | 0.06% |
44,493
+1,628
| +4% | +$158K |
|
282
iShares Russell 3000 ETF
IWV
$20.4B
| $4.4M | 0.06% |
33,170
-22,409
| -40% | -$2.91M |
|
283
Blackstone
BX
$111B
| $4.4M | 0.06% |
163,337
+359
| +0.2% | +$9.32K |
|
284
Unilever
UL
$135B
| $4.4M | 0.06% |
95,908
+10,445
| +12% | +$487K |
|
285
Schwab US Broad Market ETF
SCHB
$44.9B
| $4.39M | 0.06% |
486,126
+331,284
| +214% | +$2.92M |
|
|
BXMX
286
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $4.38M | 0.06% |
344,059
+12,075
| +4% | +$154K |
|
287
Schwab U.S Small- Cap ETF
SCHA
$23B
| $4.37M | 0.06% |
289,988
+49,812
| +21% | +$733K |
|
|
SE
288
DELISTED
Spectra Energy Corp Wi
SE
| $4.36M | 0.06% |
105,924
-7,764
| -7% | -$322K |
|
289
Vanguard Total World Stock ETF
VT
$81.3B
| $4.35M | 0.06% |
71,291
+1,394
| +2% | +$84.2K |
|
290
TJX Companies
TJX
$177B
| $4.34M | 0.06% |
115,562
-6,592
| -5% | -$249K |
|
291
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $4.34M | 0.06% |
156,503
+22,719
| +17% | +$613K |
|
292
Tesla
TSLA
$1.3T
| $4.3M | 0.06% |
302,865
+66,675
| +28% | +$876K |
|
293
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
| $4.3M | 0.06% |
102,126
+79,832
| +358% | +$3.31M |
|
294
Fortune Brands Innovations
FBIN
$5.74B
| $4.28M | 0.06% |
93,292
+1,498
| +2% | +$70.7K |
|
295
Stryker
SYK
$131B
| $4.28M | 0.06% |
36,031
+6,950
| +24% | +$800K |
|
|
TUZ
296
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $4.28M | 0.06% |
84,425
+39,634
| +88% | +$2.01M |
|
297
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $4.23M | 0.06% |
170,094
+12,651
| +8% | +$319K |
|
298
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.4B
| $4.18M | 0.06% |
52,258
+13,782
| +36% | +$1.11M |
|
299
WEC Energy
WEC
$34.6B
| $4.18M | 0.06% |
71,164
+3,466
| +5% | +$199K |
|
300
iShares US Medical Devices ETF
IHI
$3.43B
| $4.14M | 0.06% |
186,774
+128,808
| +222% | +$2.92M |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.