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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
276
iShares US Real Estate ETF
IYR
$4.52B
$3.26M 0.07%
45,911
-1,948
-4% -$142K
CAG icon
277
Conagra Brands
CAG
$7.07B
$3.25M 0.07%
103,129
-34,784
-25% -$1.17M
SLYV icon
278
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$3.25M 0.07%
68,802
+1,476
+2% +$74.1K
WELL icon
279
Welltower
WELL
$169B
$3.24M 0.07%
47,817
-12,716
-21% -$849K
DBC icon
280
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$3.23M 0.07%
213,133
-6,410
-3% -$101K
FDL icon
281
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$3.22M 0.07%
145,557
-9,091
-6% -$206K
PPL
282
PPL Corp
PPL
$26.3B
$3.19M 0.07%
98,511
+7,648
+8% +$239K
BABA icon
283
Alibaba
BABA
$317B
$3.17M 0.07%
53,654
-2,095
-4% -$152K
DLN icon
284
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$3.16M 0.07%
93,870
+13,602
+17% +$481K
DD icon
285
DuPont de Nemours
DD
$19.1B
$3.15M 0.07%
29,431
-1,575
-5% -$183K
FXD icon
286
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$3.11M 0.06%
89,490
-4,414
-5% -$159K
PZA icon
287
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.11M 0.06%
124,116
+6,019
+5% +$150K
ALL icon
288
Allstate
ALL
$68.2B
$3.08M 0.06%
52,966
+15,261
+40% +$954K
MAS icon
289
Masco
MAS
$14.7B
$3.07M 0.06%
121,871
-21,093
-15% -$541K
IHE icon
290
iShares US Pharmaceuticals ETF
IHE
$1.66B
$3.03M 0.06%
61,317
-6,609
-10% -$379K
EMHY icon
291
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$3.02M 0.06%
66,716
-6,052
-8% -$283K
BNY
292
Bank of New York Mellon
BNY
$108B
$3.01M 0.06%
77,343
+10,853
+16% +$451K
BIP icon
293
Brookfield Infrastructure Partners
BIP
$17.5B
$3M 0.06%
205,269
-28,023
-12% -$453K
OXY icon
294
Occidental Petroleum
OXY
$58.6B
$2.99M 0.06%
45,648
+2,310
+5% +$161K
EEP
295
DELISTED
Enbridge Energy Partners
EEP
$2.96M 0.06%
119,865
-8,213
-6% -$236K
CWB icon
296
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$2.96M 0.06%
66,085
-18,193
-22% -$844K
XLG icon
297
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2.96M 0.06%
222,530
-11,680
-5% -$164K
VFH icon
298
Vanguard Financials ETF
VFH
$13.8B
$2.95M 0.06%
63,651
-4,976
-7% -$245K
OPPE
299
WisdomTree European Opportunities Fund
OPPE
$295M
$2.93M 0.06%
124,927
-3,038
-2% -$75.8K
AIVL icon
300
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
$2.91M 0.06%
43,276
-10,066
-19% -$717K
10 11
12
13 14

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.