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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
276
Invesco BuyBack Achievers ETF
PKW
$1.76B
$1.81M 0.06%
42,074
+32,617
+345% +$1.34M
DBC icon
277
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.8M 0.06%
70,371
-21,514
-23% -$552K
IWB icon
278
iShares Russell 1000 ETF
IWB
$50.2B
$1.79M 0.06%
17,400
+387
+2% +$38.3K
QQEW icon
279
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$1.79M 0.06%
49,350
+8,742
+22% +$303K
NEE icon
280
NextEra Energy
NEE
$177B
$1.78M 0.06%
83,360
-952
-1% -$20.1K
LUV icon
281
Southwest Airlines
LUV
$23B
$1.77M 0.05%
94,148
-2,775
-3% -$48.4K
OEF icon
282
iShares S&P 100 ETF
OEF
$20.5B
$1.76M 0.05%
21,342
+9,407
+79% +$744K
XHB icon
283
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$1.74M 0.05%
52,385
+817
+2% +$25.3K
BWP
284
DELISTED
Boardwalk Pipeline Partners
BWP
$1.74M 0.05%
68,339
+14,268
+26% +$398K
IWN icon
285
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.74M 0.05%
17,491
-101,613
-85% -$9.7M
PJP icon
286
Invesco Pharmaceuticals ETF
PJP
$498M
$1.74M 0.05%
32,539
+20,974
+181% +$1.05M
XLV icon
287
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.74M 0.05%
31,309
+4,730
+18% +$253K
CHRW icon
288
C.H. Robinson
CHRW
$17.5B
$1.73M 0.05%
29,596
+26,133
+755% +$1.54M
PSX icon
289
Phillips 66
PSX
$81.4B
$1.72M 0.05%
22,331
+1,679
+8% +$112K
AGN
290
DELISTED
Allergan plc
AGN
$1.72M 0.05%
10,205
+925
+10% +$145K
RDS.A
291
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.71M 0.05%
25,741
+9,299
+57% +$584K
VALE icon
292
Vale
VALE
$62.6B
$1.71M 0.05%
111,923
+14,108
+14% +$219K
PCY icon
293
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.69M 0.05%
62,647
-10,183
-14% -$278K
BID
294
DELISTED
Sotheby's
BID
$1.67M 0.05%
31,447
-27
-0.1% -$1.39K
PPLI
295
People Inc
PPLI
$3.1B
$1.66M 0.05%
135,219
+4,645
+4% +$47.9K
RY icon
296
Royal Bank of Canada
RY
$293B
$1.65M 0.05%
24,566
+493
+2% +$32.7K
FGD icon
297
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$1.64M 0.05%
60,644
-1,376
-2% -$36.6K
KYN icon
298
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$1.64M 0.05%
41,164
-2,506
-6% -$91.9K
XRAY icon
299
Dentsply Sirona
XRAY
$2.43B
$1.64M 0.05%
33,733
– –
PCI
300
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.63M 0.05%
72,503
+2,607
+4% +$57.9K
10 11
12
13 14

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.