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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZR
2951
DELISTED
Caesars Entertainment Corporation
CZR
$98K ﹤0.01%
8,361
-3,094
-27% -$36.3K
AVNT icon
2952
Avient
AVNT
$4.25B
$97K ﹤0.01%
2,946
-169
-5% -$5.36K
AXSM icon
2953
Axsome Therapeutics
AXSM
$11.2B
$97K ﹤0.01%
4,800
– –
EIRL icon
2954
iShares MSCI Ireland ETF
EIRL
$78.8M
$97K ﹤0.01%
2,379
-675
-22% -$27.5K
FLN icon
2955
First Trust Latin America AlphaDEX Fund
FLN
$35.5M
$97K ﹤0.01%
4,737
+856
+22% +$17.6K
GH icon
2956
Guardant Health
GH
$21.1B
$97K ﹤0.01%
1,513
-12,635
-89% -$1.11M
KNGZ icon
2957
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$66.5M
$97K ﹤0.01%
4,337
-6,839
-61% -$150K
PXF icon
2958
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.99B
$97K ﹤0.01%
2,430
-83
-3% -$3.28K
SVM
2959
Silvercorp Metals
SVM
$2.66B
$97K ﹤0.01%
25,062
+3,175
+15% +$11.4K
NXR
2960
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$97K ﹤0.01%
6,058
– –
WDR
2961
DELISTED
Waddell & Reed Financial, Inc.
WDR
$97K ﹤0.01%
5,663
-543
-9% -$9.1K
ASR icon
2962
Grupo Aeroportuario del Sureste
ASR
$7.94B
$96K ﹤0.01%
630
-3
-0.5% -$456
HELE icon
2963
Helen of Troy
HELE
$704M
$96K ﹤0.01%
611
+2
+0.3% +$297
PBT
2964
Permian Basin Royalty Trust
PBT
$1.52B
$96K ﹤0.01%
18,604
-482
-3% -$2.49K
FEO
2965
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$96K ﹤0.01%
7,218
+250
+4% +$3.41K
JTA
2966
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$96K ﹤0.01%
8,503
+500
+6% +$5.62K
CZNC icon
2967
Citizens & Northern Corp
CZNC
$466M
$95K ﹤0.01%
3,640
-1,200
-25% -$30K
ENTG icon
2968
Entegris
ENTG
$24.7B
$95K ﹤0.01%
2,008
-69
-3% -$2.91K
GOLF icon
2969
Acushnet Holdings
GOLF
$5.26B
$95K ﹤0.01%
3,620
+201
+6% +$5.26K
IXP icon
2970
iShares Global Comm Services ETF
IXP
$572M
$95K ﹤0.01%
1,648
+61
+4% +$3.52K
LEVI icon
2971
Levi Strauss
LEVI
$8.68B
$95K ﹤0.01%
5,002
+449
+10% +$8.33K
RRC icon
2972
Range Resources
RRC
$9.42B
$95K ﹤0.01%
24,842
+12,622
+103% +$60.6K
AMZA icon
2973
InfraCap MLP ETF
AMZA
$484M
$94K ﹤0.01%
1,901
-110
-5% -$5.68K
AWI icon
2974
Armstrong World Industries
AWI
$7.7B
$94K ﹤0.01%
979
+92
+10% +$8.86K
FID icon
2975
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$173M
$94K ﹤0.01%
5,517
-588
-10% -$9.91K
117 118
119
120 121

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.