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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERZ
2951
Herzfeld Credit Income Fund
HERZ
$32.6M
$40K ﹤0.01%
826
+322
+64% +$15.7K
CVBF icon
2952
CVB Financial
CVBF
$4.09B
$40K ﹤0.01%
2,266
+185
+9% +$3.15K
EWW icon
2953
iShares MSCI Mexico ETF
EWW
$1.86B
$40K ﹤0.01%
822
-216
-21% -$10.9K
GAA icon
2954
Cambria Global Asset Allocation ETF
GAA
$74.7M
$40K ﹤0.01%
1,582
– –
IGI
2955
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
$40K ﹤0.01%
1,752
-728
-29% -$16.2K
IGPT icon
2956
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$40K ﹤0.01%
2,478
– –
IHDG icon
2957
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$40K ﹤0.01%
1,497
+967
+182% +$25.4K
ISCF icon
2958
iShares International Small Cap Equity Factor ETF
ISCF
$686M
$40K ﹤0.01%
1,547
– –
JNPR
2959
DELISTED
Juniper Networks
JNPR
$40K ﹤0.01%
1,649
-655
-28% -$15.2K
LTPZ icon
2960
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$40K ﹤0.01%
553
-95
-15% -$6.73K
PENN icon
2961
PENN Entertainment
PENN
$2.52B
$40K ﹤0.01%
2,899
+199
+7% +$2.8K
PGJ icon
2962
Invesco Golden Dragon China ETF
PGJ
$93.8M
$40K ﹤0.01%
1,216
– –
PPBI
2963
DELISTED
Pacific Premier Bancorp
PPBI
$40K ﹤0.01%
1,518
+518
+52% +$13.4K
RYAM icon
2964
Rayonier Advanced Materials
RYAM
$570M
$40K ﹤0.01%
3,044
-319
-9% -$4.12K
SLGN icon
2965
Silgan Holdings
SLGN
$4.49B
$40K ﹤0.01%
1,600
-312
-16% -$7.78K
VTGN icon
2966
VistaGen Therapeutics
VTGN
$11.9M
$40K ﹤0.01%
319
+71
+29% +$7.71K
WGO icon
2967
Winnebago Industries
WGO
$892M
$40K ﹤0.01%
1,700
– –
ZD icon
2968
Ziff Davis
ZD
$1.9B
$40K ﹤0.01%
690
+124
+22% +$7.22K
STOR
2969
DELISTED
STORE Capital Corporation
STOR
$40K ﹤0.01%
1,362
-59
-4% -$1.75K
STDY
2970
DELISTED
SteadyMed Ltd
STDY
$40K ﹤0.01%
11,150
– –
DHF
2971
BNY Mellon High Yield Strategies Fund
DHF
$174M
$39K ﹤0.01%
11,357
+167
+1% +$572
EARN
2972
Ellington Residential Mortgage REIT
EARN
$165M
$39K ﹤0.01%
+3,000
New +$40.7K
GWRE icon
2973
Guidewire Software
GWRE
$14.6B
$39K ﹤0.01%
649
-26
-4% -$1.6K
HEI.A icon
2974
HEICO Corp Class A
HEI.A
$38.4B
$39K ﹤0.01%
1,587
+122
+8% +$2.85K
LXU icon
2975
LSB Industries
LXU
$737M
$39K ﹤0.01%
5,851
+1,207
+26% +$10.3K
117 118
119
120 121

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.