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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOG icon
2951
Neogen
NEOG
$2.59B
$21K ﹤0.01%
1,107
+667
+152% +$11K
NNBR icon
2952
NN Inc
NNBR
$298M
$21K ﹤0.01%
+1,024
New +$22K
NTCT icon
2953
NETSCOUT
NTCT
$2.89B
$21K ﹤0.01%
580
+164
+39% +$6.18K
OUT icon
2954
Outfront Media
OUT
$5.24B
$21K ﹤0.01%
782
-3,224
-80% -$78.7K
PRLB icon
2955
Protolabs
PRLB
$2.21B
$21K ﹤0.01%
323
+66
+26% +$4.34K
SPPP
2956
Sprott Physical Platinum and Palladium Trust
SPPP
$602M
$21K ﹤0.01%
2,473
-3,327
-57% -$28.9K
SRL icon
2957
Scully Royalty
SRL
$90.1M
$21K ﹤0.01%
604
-150
-20% -$4.61K
TROX icon
2958
Tronox
TROX
$958M
$21K ﹤0.01%
885
+867
+4,817% +$20.1K
TTEK icon
2959
Tetra Tech
TTEK
$9.33B
$21K ﹤0.01%
4,070
+610
+18% +$3.19K
WCC
2960
WESCO International
WCC
$17.5B
$21K ﹤0.01%
309
+28
+10% +$2.2K
XYLD icon
2961
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$21K ﹤0.01%
465
– –
YCS icon
2962
ProShares UltraShort Yen
YCS
$30M
$21K ﹤0.01%
924
-17,056
-95% -$350K
CONE
2963
DELISTED
CyrusOne Inc Common Stock
CONE
$21K ﹤0.01%
779
– –
ROX
2964
DELISTED
Castle Brands, Inc.
ROX
$21K ﹤0.01%
13,000
+1,000
+8% +$1.61K
REIS
2965
DELISTED
Reis, Inc.
REIS
$21K ﹤0.01%
+800
New +$19.2K
JO
2966
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$21K ﹤0.01%
+700
New +$24.8K
BSJH
2967
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$21K ﹤0.01%
783
+178
+29% +$4.72K
SUSQ
2968
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$21K ﹤0.01%
1,596
-1,116
-41% -$13K
UBA
2969
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$21K ﹤0.01%
950
– –
GRA
2970
DELISTED
W.R. Grace & Co.
GRA
$21K ﹤0.01%
205
– –
ASX icon
2971
ASE Group
ASX
$103B
$20K ﹤0.01%
3,104
+2,204
+245% +$13.4K
BANR icon
2972
Banner Corp
BANR
$2.5B
$20K ﹤0.01%
468
+71
+18% +$2.94K
BGH
2973
Barings Global Short Duration High Yield Fund
BGH
$287M
$20K ﹤0.01%
1,000
– –
CAL icon
2974
Caleres
CAL
$461M
$20K ﹤0.01%
634
+562
+781% +$16.3K
CRK icon
2975
Comstock Resources
CRK
$3.99B
$20K ﹤0.01%
577
+264
+84% +$13.7K
117 118
119
120 121

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.