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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
2951
La-Z-Boy
LZB
$1.67B
$10K ﹤0.01%
360
– –
MT icon
2952
ArcelorMittal
MT
$55.2B
$10K ﹤0.01%
265
-437
-62% -$16.3K
MTH icon
2953
Meritage Homes
MTH
$4.8B
$10K ﹤0.01%
+500
New +$11.4K
NCA icon
2954
Nuveen California Municipal Value Fund
NCA
$304M
$10K ﹤0.01%
1,000
– –
NEOG icon
2955
Neogen
NEOG
$2.59B
$10K ﹤0.01%
579
+120
+26% +$1.96K
PALL icon
2956
abrdn Physical Palladium Shares ETF
PALL
$648M
$10K ﹤0.01%
665
-150
-18% -$2.18K
SCHX icon
2957
Schwab US Large- Cap ETF
SCHX
$75B
$10K ﹤0.01%
1,404
– –
SCL icon
2958
Stepan Co
SCL
$1.48B
$10K ﹤0.01%
155
+23
+17% +$1.44K
TCOM icon
2959
Trip.com Group
TCOM
$28.3B
$10K ﹤0.01%
400
-300
-43% -$6.88K
TLF icon
2960
Tandy Leather Factory
TLF
$20.6M
$10K ﹤0.01%
1,000
– –
VLT icon
2961
Invesco High Income Trust II
VLT
$65.9M
$10K ﹤0.01%
618
+12
+2% +$197
VTIP icon
2962
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$10K ﹤0.01%
202
+74
+58% +$3.66K
WNC icon
2963
Wabash National
WNC
$509M
$10K ﹤0.01%
700
– –
WRN
2964
Western Copper and Gold
WRN
$541M
$10K ﹤0.01%
10,000
– –
CTG
2965
DELISTED
Computer Task Group, Inc.
CTG
$10K ﹤0.01%
593
+98
+20% +$1.66K
MN
2966
DELISTED
MANNING & NAPIER, INC.
MN
$10K ﹤0.01%
575
-322
-36% -$5.17K
TGA
2967
DELISTED
Transglobe Energy Corp
TGA
$10K ﹤0.01%
1,270
-1,500
-54% -$11.5K
HNGR
2968
DELISTED
Hanger Inc.
HNGR
$10K ﹤0.01%
295
+85
+40% +$3.08K
POLY
2969
DELISTED
Plantronics, Inc.
POLY
$10K ﹤0.01%
224
+45
+25% +$1.99K
MYJ
2970
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$10K ﹤0.01%
725
– –
HRC
2971
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$10K ﹤0.01%
265
-47
-15% -$1.81K
SRF
2972
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$10K ﹤0.01%
105
– –
BDCL
2973
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
350
– –
AMID
2974
DELISTED
American Midstream Partners, LP
AMID
$10K ﹤0.01%
400
– –
ULTI
2975
DELISTED
Ultimate Software Group Inc
ULTI
$10K ﹤0.01%
74
-31
-30% -$4.86K
117 118
119
120 121

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.