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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JJM
2926
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$9K ﹤0.01%
315
– –
LVNTA
2927
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$9K ﹤0.01%
387
– –
UCP
2928
DELISTED
UCP, Inc.
UCP
$9K ﹤0.01%
+600
New +$8.36K
LUX
2929
DELISTED
Luxottica Group
LUX
$9K ﹤0.01%
163
+100
+159% +$5.32K
CLC
2930
DELISTED
Clarcor
CLC
$9K ﹤0.01%
163
-63
-28% -$3.48K
EWRI
2931
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$9K ﹤0.01%
215
-495
-70% -$20.9K
ENVI
2932
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
$9K ﹤0.01%
+3,000
New +$8.05K
CJES
2933
DELISTED
C&J ENERGY SVCS LTD
CJES
$9K ﹤0.01%
425
-100
-19% -$2.06K
DRTX
2934
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$9K ﹤0.01%
1,000
-1,435
-59% -$11.9K
AUD
2935
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
$9K ﹤0.01%
100
– –
SNTS
2936
DELISTED
SANTARUS INC
SNTS
$9K ﹤0.01%
414
-1,112
-73% -$26.4K
CYTR
2937
DELISTED
CytRx Corp
CYTR
$9K ﹤0.01%
443
-5
-1% -$74
QIHU
2938
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$9K ﹤0.01%
+112
New +$7.87K
OPLK
2939
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$9K ﹤0.01%
500
– –
BFZ
2940
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$8K ﹤0.01%
600
– –
BTO
2941
John Hancock Financial Opportunities Fund
BTO
$812M
$8K ﹤0.01%
375
– –
CHT icon
2942
Chunghwa Telecom
CHT
$32.8B
$8K ﹤0.01%
259
+48
+23% +$1.53K
COLM icon
2943
Columbia Sportswear
COLM
$2.87B
$8K ﹤0.01%
258
– –
CRH icon
2944
CRH
CRH
$67B
$8K ﹤0.01%
334
+211
+172% +$4.65K
CROX icon
2945
Crocs
CROX
$6.28B
$8K ﹤0.01%
657
-249
-27% -$3.61K
DLX icon
2946
Deluxe
DLX
$1.09B
$8K ﹤0.01%
186
– –
ECPG icon
2947
Encore Capital Group
ECPG
$2.03B
$8K ﹤0.01%
175
– –
EWN icon
2948
iShares MSCI Netherlands ETF
EWN
$721M
$8K ﹤0.01%
+329
New +$7.58K
FHI icon
2949
Federated Hermes
FHI
$4.85B
$8K ﹤0.01%
289
– –
FNB icon
2950
FNB Corp
FNB
$6.8B
$8K ﹤0.01%
626
+4
+0.6% +$50
116 117
118
119 120

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.