Ladenburg Thalmann Financial Services’s PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF AUD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AUD Stock Details AUD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-100	Closed	-$9K	–	4110
2014 Q1	$9K	Hold	100	–	–	﹤0.01%	3050
2013 Q4	$9K	Hold	100	–	–	﹤0.01%	3029
2013 Q3	$9K	Hold	100	–	–	﹤0.01%	2940
2013 Q2	$9K	Buy	+100	New	+$9.9K	﹤0.01%	2809

Other funds holding AUD

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AGA

Accuvest Global Advisors Provo, Utah $107M AUM 6.41% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AUD Position: Q2 2014 in Review

Ladenburg Thalmann Financial Services sold out of PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF (AUD) in Q2 2014, closing a stake of 100 shares — an estimated $9K sold.

Ladenburg Thalmann Financial Services first reported a position in AUD in Q2 2013 and held it in 4 quarters. The position peaked at $9K in Q1 2014. 12 funds tracked by Wall St. Rank hold AUD as of Q2 2014.

Ladenburg Thalmann Financial Services reported no remaining PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF position as of Q2 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 100 PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF shares in Q2 2014, an estimated $9K.
Ladenburg Thalmann Financial Services first reported a position in PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF in Q2 2013 and held it in 4 quarters.
Ladenburg Thalmann Financial Services's PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF position peaked at $9K in Q1 2014.
12 funds tracked by Wall St. Rank held PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF as of Q2 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.