LPL Financial’s PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF AUD Stock Holding History

LPL Financial’s Portfolio AUD Stock Details AUD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-7,001	Closed	-$691K	–	2845
2014 Q2	$691K	Sell	7,001 -48	-0.7%	-$4.64K	﹤0.01%	1573
2014 Q1	$657K	Buy	7,049 +282	+4%	+$25.4K	﹤0.01%	1535
2013 Q4	$601K	Buy	6,767 +134	+2%	+$12.3K	﹤0.01%	1604
2013 Q3	$617K	Sell	6,633 -284	-4%	-$25.4K	﹤0.01%	1485
2013 Q2	$615K	Buy	+6,917	New	+$684K	﹤0.01%	1423

Other funds holding AUD

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial's AUD Position: Q3 2014 in Review

LPL Financial sold out of PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF (AUD) in Q3 2014, closing a stake of 7,001 shares — an estimated $691K sold.

LPL Financial first reported a position in AUD in Q2 2013 and held it in 5 quarters. The position peaked at $691K in Q2 2014. 1 fund tracked by Wall St. Rank holds AUD as of Q3 2014.

LPL Financial reported no remaining PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF position as of Q3 2014 after selling out during the quarter.
LPL Financial sold 7,001 PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF shares in Q3 2014, an estimated $691K.
LPL Financial first reported a position in PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF in Q2 2013 and held it in 5 quarters.
LPL Financial's PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF position peaked at $691K in Q2 2014.
1 fund tracked by Wall St. Rank held PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF as of Q3 2014.

Based on LPL Financial's 13F filing for Q3 2014, filed 10 Nov 2014.