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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDOG icon
2876
ALPS REIT Dividend Dogs ETF
RDOG
$11.4M
$28K ﹤0.01%
689
-92
-12% -$3.86K
ROSC icon
2877
Hartford Multifactor Small Cap ETF
ROSC
$62M
$28K ﹤0.01%
1,211
+346
+40% +$8.24K
SJT
2878
San Juan Basin Royalty Trust
SJT
$132M
$28K ﹤0.01%
2,984
-56
-2% -$582
SMOG icon
2879
VanEck Low Carbon Energy ETF
SMOG
$135M
$28K ﹤0.01%
565
+225
+66% +$12.5K
UFPI icon
2880
UFP Industries
UFPI
$4.97B
$28K ﹤0.01%
1,431
– –
MAGN
2881
Magnera Corp
MAGN
$436M
$28K ﹤0.01%
124
– –
FFNW
2882
DELISTED
First Financial Northwest, Inc
FFNW
$28K ﹤0.01%
2,348
+4
+0.2% +$50
GHL
2883
DELISTED
Greenhill & Co., Inc.
GHL
$28K ﹤0.01%
975
-933
-49% -$34.2K
LCI
2884
DELISTED
Lannett Company, Inc.
LCI
$28K ﹤0.01%
168
-116
-41% -$25.5K
TGA
2885
DELISTED
Transglobe Energy Corp
TGA
$28K ﹤0.01%
10,548
+189
+2% +$568
JE
2886
DELISTED
Just Energy Group Inc
JE
$28K ﹤0.01%
135
-14
-9% -$2.58K
CSS
2887
DELISTED
CSS Industries, Inc.
CSS
$28K ﹤0.01%
1,065
-117
-10% -$3.29K
MDCO
2888
DELISTED
Medicines Co
MDCO
$28K ﹤0.01%
747
-35
-4% -$1.23K
LABL
2889
DELISTED
Multi-Color Corp
LABL
$28K ﹤0.01%
364
+235
+182% +$15.4K
FNGN
2890
DELISTED
Financial Engines, Inc.
FNGN
$28K ﹤0.01%
950
-125
-12% -$4.66K
DGL
2891
DELISTED
Invesco DB Gold Fund
DGL
$28K ﹤0.01%
756
-425
-36% -$15.7K
BSF
2892
DELISTED
Bear State Financial, Inc.
BSF
$28K ﹤0.01%
3,111
– –
GK
2893
DELISTED
G&K Services Inc
GK
$28K ﹤0.01%
422
-93
-18% -$6.33K
HNT
2894
DELISTED
HEALTH NET INC
HNT
$28K ﹤0.01%
465
+29
+7% +$1.92K
CAVM
2895
DELISTED
Cavium, Inc.
CAVM
$28K ﹤0.01%
456
-8,241
-95% -$549K
AX icon
2896
Axos Financial
AX
$5.79B
$27K ﹤0.01%
836
+436
+109% +$13K
CLS icon
2897
Celestica
CLS
$42.7B
$27K ﹤0.01%
2,088
+537
+35% +$6.64K
FFBC icon
2898
First Financial Bancorp
FFBC
$3.61B
$27K ﹤0.01%
1,423
– –
FRO icon
2899
Frontline
FRO
$9.21B
$27K ﹤0.01%
2,050
-100
-5% -$1.34K
GAL icon
2900
State Street Global Allocation ETF
GAL
$316M
$27K ﹤0.01%
834
+5
+0.6% +$170
114 115
116
117 118

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.