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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMAX icon
2876
IMAX
IMAX
$2.92B
$11K ﹤0.01%
386
– –
JHI
2877
John Hancock Investors Trust
JHI
$118M
$11K ﹤0.01%
600
– –
JJSF icon
2878
J&J Snack Foods
JJSF
$1.7B
$11K ﹤0.01%
125
-3
-2% -$253
LGND icon
2879
Ligand Pharmaceuticals
LGND
$5.76B
$11K ﹤0.01%
+321
New +$10.5K
LZB icon
2880
La-Z-Boy
LZB
$1.67B
$11K ﹤0.01%
360
– –
MATW icon
2881
Matthews International
MATW
$722M
$11K ﹤0.01%
257
-5
-2% -$204
NWS icon
2882
News Corp Class B
NWS
$17.8B
$11K ﹤0.01%
625
+331
+113% +$5.78K
OMER icon
2883
Omeros
OMER
$1.26B
$11K ﹤0.01%
1,000
– –
PALL icon
2884
abrdn Physical Palladium Shares ETF
PALL
$648M
$11K ﹤0.01%
815
-1,490
-65% -$21.1K
PARAA
2885
DELISTED
Paramount Global Class A
PARAA
$11K ﹤0.01%
170
– –
PSCU icon
2886
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$11K ﹤0.01%
300
– –
SHG icon
2887
Shinhan Financial Group
SHG
$35.1B
$11K ﹤0.01%
250
– –
SMP icon
2888
Standard Motor Products
SMP
$870M
$11K ﹤0.01%
300
– –
SPHB icon
2889
Invesco S&P 500 High Beta ETF
SPHB
$956M
$11K ﹤0.01%
375
-200
-35% -$5.76K
SPR
2890
DELISTED
Spirit AeroSystems
SPR
$11K ﹤0.01%
323
– –
SSD icon
2891
Simpson Manufacturing
SSD
$8B
$11K ﹤0.01%
288
-100
-26% -$3.48K
UFCS icon
2892
United Fire Group
UFCS
$1.38B
$11K ﹤0.01%
400
– –
VAC icon
2893
Marriott Vacations Worldwide
VAC
$4.17B
$11K ﹤0.01%
212
– –
VEON icon
2894
VEON
VEON
$3.93B
$11K ﹤0.01%
34
+11
+48% +$3.52K
WKC icon
2895
World Kinect Corp
WKC
$1.9B
$11K ﹤0.01%
246
-100
-29% -$3.94K
ENZ
2896
DELISTED
Enzo Biochem, Inc.
ENZ
$11K ﹤0.01%
3,750
– –
GLCN
2897
DELISTED
VanEck China Growth Leaders ETF
GLCN
$11K ﹤0.01%
355
– –
IVH
2898
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$11K ﹤0.01%
584
-938
-62% -$16.6K
NTUS
2899
DELISTED
Natus Medical Inc
NTUS
$11K ﹤0.01%
+500
New +$9.66K
MTT
2900
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$11K ﹤0.01%
+500
New +$10.6K
114 115
116
117 118

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.