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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPCM
2876
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$10K ﹤0.01%
200
– –
HNSN
2877
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$10K ﹤0.01%
554
+319
+136% +$5.01K
IBMD
2878
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$10K ﹤0.01%
185
– –
ANN
2879
DELISTED
ANN INC
ANN
$10K ﹤0.01%
290
+49
+20% +$1.67K
RSH
2880
DELISTED
RADIOSHACK CORP
RSH
$10K ﹤0.01%
3,012
+2,520
+512% +$8.07K
TZD
2881
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
$10K ﹤0.01%
300
+100
+50% +$3.42K
CSP
2882
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$10K ﹤0.01%
1,421
+5
+0.4% +$34
FIO
2883
DELISTED
FUSION-IO INC COM
FIO
$10K ﹤0.01%
760
-24
-3% -$316
GA
2884
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$10K ﹤0.01%
1,150
-692
-38% -$5.66K
TYY
2885
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$10K ﹤0.01%
330
– –
NGX
2886
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$10K ﹤0.01%
800
– –
IRE
2887
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$10K ﹤0.01%
925
– –
HYGS
2888
DELISTED
Hydrogenics Corp
HYGS
$10K ﹤0.01%
828
+28
+4% +$347
IPW
2889
DELISTED
SPDR S&P International Energy Sector
IPW
$10K ﹤0.01%
381
– –
ACHC icon
2890
Acadia Healthcare
ACHC
$2.97B
$9K ﹤0.01%
214
– –
BKU icon
2891
Bankunited
BKU
$3.38B
$9K ﹤0.01%
281
+52
+23% +$1.55K
CVBF icon
2892
CVB Financial
CVBF
$4.05B
$9K ﹤0.01%
682
– –
CXH
2893
DELISTED
MFS Investment Grade Municipal Trust
CXH
$9K ﹤0.01%
1,000
– –
DEI icon
2894
Douglas Emmett
DEI
$1.94B
$9K ﹤0.01%
364
+39
+12% +$948
DSI icon
2895
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$9K ﹤0.01%
300
-152
-34% -$4.77K
EIG icon
2896
Employers Holdings
EIG
$870M
$9K ﹤0.01%
270
– –
EXTR icon
2897
Extreme Networks
EXTR
$3.22B
$9K ﹤0.01%
1,800
-500
-22% -$2.04K
FRA icon
2898
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$9K ﹤0.01%
640
– –
HAFC icon
2899
Hanmi Financial
HAFC
$958M
$9K ﹤0.01%
523
-34
-6% -$582
HSIC icon
2900
Henry Schein
HSIC
$10B
$9K ﹤0.01%
201
-546
-73% -$22.1K
114 115
116
117 118

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.