Ladenburg Thalmann Financial Services’s TORTOISE ENERGY CAPITAL CORP TYY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio TYY Stock Details TYY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-330	Closed	-$11K	–	4117
2014 Q1	$11K	Hold	330	–	–	﹤0.01%	2938
2013 Q4	$11K	Hold	330	–	–	﹤0.01%	2915
2013 Q3	$10K	Hold	330	–	–	﹤0.01%	2890
2013 Q2	$11K	Buy	+330	New	+$10.9K	﹤0.01%	2702

Other funds holding TYY

PMFA

Plante Moran Financial Advisors Southfield, Michigan $1.55B AUM 17.93% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's TYY Position: Q2 2014 in Review

Ladenburg Thalmann Financial Services sold out of TORTOISE ENERGY CAPITAL CORP (TYY) in Q2 2014, closing a stake of 330 shares — an estimated $11K sold.

Ladenburg Thalmann Financial Services first reported a position in TYY in Q2 2013 and held it in 4 quarters. The position peaked at $11K in Q1 2014. 3 funds tracked by Wall St. Rank hold TYY as of Q2 2014.

Ladenburg Thalmann Financial Services reported no remaining TORTOISE ENERGY CAPITAL CORP position as of Q2 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 330 TORTOISE ENERGY CAPITAL CORP shares in Q2 2014, an estimated $11K.
Ladenburg Thalmann Financial Services first reported a position in TORTOISE ENERGY CAPITAL CORP in Q2 2013 and held it in 4 quarters.
Ladenburg Thalmann Financial Services's TORTOISE ENERGY CAPITAL CORP position peaked at $11K in Q1 2014.
3 funds tracked by Wall St. Rank held TORTOISE ENERGY CAPITAL CORP as of Q2 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.