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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XES icon
2851
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$399M
$34K ﹤0.01%
193
– –
FNI
2852
DELISTED
First Trust Chindia ETF
FNI
$34K ﹤0.01%
1,182
+109
+10% +$3.05K
FLOW
2853
DELISTED
SPX FLOW, Inc.
FLOW
$34K ﹤0.01%
1,194
-103
-8% -$3.39K
PRAH
2854
DELISTED
PRA Health Sciences, Inc.
PRAH
$34K ﹤0.01%
736
+350
+91% +$14.7K
AUBN icon
2855
Auburn National Bancorp
AUBN
$91.6M
$33K ﹤0.01%
1,100
– –
DHF
2856
BNY Mellon High Yield Strategies Fund
DHF
$174M
$33K ﹤0.01%
10,806
+2,149
+25% +$6.69K
DIV icon
2857
Global X SuperDividend US ETF
DIV
$786M
$33K ﹤0.01%
1,412
-300
-18% -$7.35K
DRRX
2858
DELISTED
DURECT Corp
DRRX
$33K ﹤0.01%
1,500
– –
FXA icon
2859
Invesco CurrencyShares Australian Dollar Trust
FXA
$98.2M
$33K ﹤0.01%
440
-33
-7% -$2.38K
GUNR icon
2860
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.04B
$33K ﹤0.01%
1,464
-4,759
-76% -$117K
HHH icon
2861
Howard Hughes
HHH
$3.98B
$33K ﹤0.01%
298
– –
IMKTA icon
2862
Ingles Markets
IMKTA
$1.65B
$33K ﹤0.01%
761
– –
INN
2863
Summit Hotel Properties
INN
$651M
$33K ﹤0.01%
2,713
+739
+37% +$9.43K
NAVI icon
2864
Navient
NAVI
$860M
$33K ﹤0.01%
2,922
+1,981
+211% +$24.3K
OC icon
2865
Owens Corning
OC
$12.2B
$33K ﹤0.01%
709
-1
-0.1% -$46
OMF icon
2866
OneMain Financial
OMF
$7.56B
$33K ﹤0.01%
796
+126
+19% +$5.79K
PLOW icon
2867
Douglas Dynamics
PLOW
$976M
$33K ﹤0.01%
1,586
+100
+7% +$2.19K
PSR icon
2868
Invesco Active US Real Estate Fund
PSR
$60.1M
$33K ﹤0.01%
455
+136
+43% +$9.87K
SCHL icon
2869
Scholastic
SCHL
$781M
$33K ﹤0.01%
855
+605
+242% +$24.4K
SPTM icon
2870
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$33K ﹤0.01%
1,296
– –
SSB icon
2871
SouthState Bank Corp
SSB
$10.8B
$33K ﹤0.01%
464
+107
+30% +$8.13K
TDG icon
2872
TransDigm Group
TDG
$69.5B
$33K ﹤0.01%
144
-47
-25% -$10.6K
TTMI icon
2873
TTM Technologies
TTMI
$14.7B
$33K ﹤0.01%
5,000
+2,000
+67% +$14.3K
VSH icon
2874
Vishay Intertechnology
VSH
$5.38B
$33K ﹤0.01%
2,715
+417
+18% +$4.71K
VIVO
2875
DELISTED
Meridian Bioscience Inc
VIVO
$33K ﹤0.01%
1,603
– –
113 114
115
116 117

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.