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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARTNA icon
2826
Artesian Resources
ARTNA
$369M
$51K ﹤0.01%
1,581
-114
-7% -$3.43K
FN icon
2827
Fabrinet
FN
$20.4B
$51K ﹤0.01%
1,272
+479
+60% +$20K
FNB icon
2828
FNB Corp
FNB
$6.93B
$51K ﹤0.01%
3,194
+2,333
+271% +$33.2K
LGND icon
2829
Ligand Pharmaceuticals
LGND
$5.87B
$51K ﹤0.01%
787
+141
+22% +$8.9K
MKTX icon
2830
MarketAxess Holdings
MKTX
$5.72B
$51K ﹤0.01%
341
-502
-60% -$79.8K
MUC icon
2831
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$51K ﹤0.01%
3,645
– –
RBA icon
2832
RB Global
RBA
$15.6B
$51K ﹤0.01%
1,465
+217
+17% +$7.89K
TMX
2833
DELISTED
Terminix Global Holdings, Inc.
TMX
$51K ﹤0.01%
2,240
-1,894
-46% -$46.5K
TI.A
2834
DELISTED
Telecom Italia 10 Svg
TI.A
$51K ﹤0.01%
6,955
– –
ILG
2835
DELISTED
ILG, Inc Common Stock
ILG
$51K ﹤0.01%
2,856
+464
+19% +$8.12K
FIGY
2836
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$51K ﹤0.01%
396
– –
VASC
2837
DELISTED
Vascular Solutions Inc
VASC
$51K ﹤0.01%
906
+6
+0.7% +$306
COPX icon
2838
Global X Copper Miners ETF NEW
COPX
$7.98B
$50K ﹤0.01%
+2,527
New +$48.9K
ECC
2839
Eagle Point Credit Company
ECC
$510M
$50K ﹤0.01%
+3,000
New +$51.4K
EQNR icon
2840
Equinor
EQNR
$96.8B
$50K ﹤0.01%
2,770
+122
+5% +$2.08K
ESRT icon
2841
Empire State Realty Trust
ESRT
$822M
$50K ﹤0.01%
2,454
+39
+2% +$773
HFBL icon
2842
Home Federal Bancorp
HFBL
$73M
$50K ﹤0.01%
3,730
– –
MBCN
2843
DELISTED
Middlefield Banc Corp
MBCN
$50K ﹤0.01%
2,600
– –
SSP icon
2844
E.W. Scripps
SSP
$320M
$50K ﹤0.01%
2,594
-1,251
-33% -$20.3K
STOT icon
2845
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
$50K ﹤0.01%
1,000
– –
TWM icon
2846
ProShares UltraShort Russell2000
TWM
$40.4M
$50K ﹤0.01%
105
– –
DWTR
2847
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$50K ﹤0.01%
2,026
– –
ACIW icon
2848
ACI Worldwide
ACIW
$5.4B
$49K ﹤0.01%
2,672
-85
-3% -$1.59K
AEF
2849
abrdn Emerging Markets Equity Income Fund
AEF
$387M
$49K ﹤0.01%
8,059
– –
ANDE icon
2850
Andersons Inc
ANDE
$2.24B
$49K ﹤0.01%
1,100
– –
112 113
114
115 116

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.