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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBII
2826
DELISTED
Marrone Bio Innovations, Inc.
MBII
$13K ﹤0.01%
900
– –
BAF
2827
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$13K ﹤0.01%
969
-1,758
-64% -$23.7K
LOGM
2828
DELISTED
LogMein, Inc.
LOGM
$13K ﹤0.01%
300
– –
MZOR
2829
DELISTED
Mazor Robotics Ltd.
MZOR
$13K ﹤0.01%
650
-3,850
-86% -$92K
BONT
2830
DELISTED
Bon-Ton Stores Inc/The
BONT
$13K ﹤0.01%
1,200
– –
ATW
2831
DELISTED
Atwood Oceanics
ATW
$13K ﹤0.01%
249
-3,020
-92% -$146K
EQY
2832
DELISTED
Equity One
EQY
$13K ﹤0.01%
592
– –
NES
2833
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$13K ﹤0.01%
650
-1,730
-73% -$27.7K
ANN
2834
DELISTED
ANN INC
ANN
$13K ﹤0.01%
314
-49
-13% -$1.75K
RBS.PRQ
2835
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$13K ﹤0.01%
530
+163
+44% +$3.79K
MDW
2836
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$13K ﹤0.01%
12,000
– –
ROC
2837
DELISTED
ROCKWOOD HLDGS INC
ROC
$13K ﹤0.01%
176
-188
-52% -$13.9K
DRTX
2838
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$13K ﹤0.01%
1,000
– –
AHD
2839
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$13K ﹤0.01%
301
– –
IRY
2840
DELISTED
SPDR S&P International Health Care Sector
IRY
$13K ﹤0.01%
280
-570
-67% -$26.3K
JGV
2841
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$13K ﹤0.01%
1,000
– –
CCXE
2842
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$13K ﹤0.01%
411
+1
+0.2% +$29
NPF
2843
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$13K ﹤0.01%
1,000
– –
AMCC
2844
DELISTED
Applied Micro Circuits Corporation New
AMCC
$13K ﹤0.01%
1,363
+82
+6% +$884
SPN
2845
DELISTED
Superior Energy Services, Inc.
SPN
$13K ﹤0.01%
43
– –
ABG icon
2846
Asbury Automotive
ABG
$3.78B
$12K ﹤0.01%
216
– –
ASA
2847
ASA Gold and Precious Metals
ASA
$1.08B
$12K ﹤0.01%
904
-424
-32% -$5.8K
BC icon
2848
Brunswick
BC
$5.29B
$12K ﹤0.01%
269
-120
-31% -$5.28K
BRKL
2849
DELISTED
Brookline Bancorp
BRKL
$12K ﹤0.01%
1,298
– –
CPA icon
2850
Copa Holdings
CPA
$6.17B
$12K ﹤0.01%
82
+11
+15% +$1.53K
112 113
114
115 116

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.