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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUVA
2801
DELISTED
NuVasive, Inc.
NUVA
$103K ﹤0.01%
1,446
+452
+45% +$28.8K
CPF icon
2802
Central Pacific Financial
CPF
$996M
$102K ﹤0.01%
3,862
+800
+26% +$22.7K
PTEN icon
2803
Patterson-UTI
PTEN
$4.34B
$102K ﹤0.01%
5,954
+4,692
+372% +$80.6K
CDNS icon
2804
Cadence Design Systems
CDNS
$89.5B
$101K ﹤0.01%
2,227
-8,335
-79% -$379K
PCRX icon
2805
Pacira BioSciences
PCRX
$917M
$101K ﹤0.01%
2,055
+336
+20% +$14.5K
THG icon
2806
Hanover Insurance
THG
$7.84B
$101K ﹤0.01%
826
-355
-30% -$43.8K
WW
2807
DELISTED
WW International
WW
$101K ﹤0.01%
1,411
-548
-28% -$44.5K
ESL
2808
DELISTED
Esterline Technologies
ESL
$101K ﹤0.01%
1,110
-26
-2% -$2.19K
BBL
2809
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$101K ﹤0.01%
2,262
-2,386
-51% -$103K
ERII icon
2810
Energy Recovery
ERII
$426M
$100K ﹤0.01%
11,074
-7,711
-41% -$68.2K
GLDM icon
2811
SPDR Gold MiniShares Trust
GLDM
$30B
$100K ﹤0.01%
+4,207
New +$102K
MQY icon
2812
BlackRock MuniYield Quality Fund
MQY
$812M
$100K ﹤0.01%
7,405
-8,711
-54% -$120K
TEX icon
2813
Terex
TEX
$7.76B
$100K ﹤0.01%
2,500
+1,154
+86% +$46.9K
MSGN
2814
DELISTED
MSG Networks Inc.
MSGN
$100K ﹤0.01%
3,840
-537
-12% -$12.9K
CMD
2815
DELISTED
Cantel Medical Corporation
CMD
$100K ﹤0.01%
1,082
-211
-16% -$20.1K
CTRL
2816
DELISTED
Control4 Corporation
CTRL
$100K ﹤0.01%
2,903
+2,033
+234% +$62.7K
DFNL icon
2817
Davis Select Financial ETF
DFNL
$497M
$99K ﹤0.01%
+4,011
New +$99.2K
DIM icon
2818
WisdomTree International MidCap Dividend Fund
DIM
$169M
$99K ﹤0.01%
1,517
+53
+4% +$3.47K
DNOW icon
2819
DNOW Inc
DNOW
$2.97B
$99K ﹤0.01%
5,996
+774
+15% +$12.3K
DTH icon
2820
WisdomTree International High Dividend Fund
DTH
$662M
$99K ﹤0.01%
2,366
+44
+2% +$1.84K
FLRT icon
2821
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$670M
$99K ﹤0.01%
1,997
-178
-8% -$8.76K
MMSI icon
2822
Merit Medical Systems
MMSI
$5.42B
$99K ﹤0.01%
1,610
-195
-11% -$11.2K
CALY
2823
Callaway Golf Company
CALY
$2.94B
$99K ﹤0.01%
4,118
-445
-10% -$9.56K
QTWO icon
2824
Q2 Holdings
QTWO
$4.04B
$99K ﹤0.01%
1,633
+942
+136% +$58.2K
WLKP icon
2825
Westlake Chemical Partners
WLKP
$765M
$99K ﹤0.01%
3,990
+2,030
+104% +$51.5K
111 112
113
114 115

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.