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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXC icon
2801
SPX Corp
SPXC
$10.9B
$53K ﹤0.01%
2,314
-430
-16% -$9.43K
LSXMA
2802
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$53K ﹤0.01%
2,145
+343
+19% +$8.54K
IBDO
2803
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$53K ﹤0.01%
2,141
– –
AKR icon
2804
Acadia Realty Trust
AKR
$2.86B
$52K ﹤0.01%
1,591
– –
BAK icon
2805
Braskem
BAK
$777M
$52K ﹤0.01%
2,479
-139
-5% -$2.46K
BOX icon
2806
Box
BOX
$4.52B
$52K ﹤0.01%
3,775
+350
+10% +$5.18K
CVBF icon
2807
CVB Financial
CVBF
$4.09B
$52K ﹤0.01%
2,269
+3
+0.1% +$59
CVI icon
2808
CVR Energy
CVI
$3.54B
$52K ﹤0.01%
2,149
+684
+47% +$11.8K
GUSH icon
2809
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$252M
$52K ﹤0.01%
10
– –
IHY icon
2810
VanEck International High Yield Bond ETF
IHY
$43.4M
$52K ﹤0.01%
2,202
– –
MOH icon
2811
Molina Healthcare
MOH
$11.1B
$52K ﹤0.01%
934
-192
-17% -$10.5K
PNI
2812
PIMCO New York Municipal Income Fund II
PNI
$78M
$52K ﹤0.01%
4,351
– –
PPBI
2813
DELISTED
Pacific Premier Bancorp
PPBI
$52K ﹤0.01%
1,518
– –
PUI icon
2814
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.6M
$52K ﹤0.01%
2,029
-287
-12% -$7.22K
JBTM
2815
JBT Marel
JBTM
$6.23B
$52K ﹤0.01%
611
+212
+53% +$17.3K
FFNW
2816
DELISTED
First Financial Northwest, Inc
FFNW
$52K ﹤0.01%
2,663
-340
-11% -$5.59K
ATSG
2817
DELISTED
Air Transport Services Group
ATSG
$52K ﹤0.01%
3,196
-2,578
-45% -$39.8K
NATI
2818
DELISTED
National Instruments Corp
NATI
$52K ﹤0.01%
1,698
+413
+32% +$12K
DSE
2819
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$52K ﹤0.01%
690
– –
COW
2820
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$52K ﹤0.01%
+2,320
New +$45.9K
DXJC
2821
DELISTED
WisdomTree Japan Hedged Capital Goods Fund
DXJC
$52K ﹤0.01%
+2,146
New +$50.4K
CAA
2822
DELISTED
CalAtlantic Group, Inc.
CAA
$52K ﹤0.01%
1,553
+15
+1% +$496
NMBL
2823
DELISTED
Nimble Storage, Inc.
NMBL
$52K ﹤0.01%
6,602
-3,594
-35% -$29.3K
FXSG
2824
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$52K ﹤0.01%
+770
New +$53.5K
PXLC
2825
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$52K ﹤0.01%
1,200
– –
111 112
113
114 115

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.