We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDSO
2776
DELISTED
Medidata Solutions, Inc.
MDSO
$38K ﹤0.01%
765
+7
+0.9% +$308
ABG icon
2777
Asbury Automotive
ABG
$3.78B
$37K ﹤0.01%
546
-407
-43% -$31K
AIR icon
2778
AAR Corp
AIR
$5.85B
$37K ﹤0.01%
1,405
-293
-17% -$6.84K
ANIK icon
2779
Anika Therapeutics
ANIK
$288M
$37K ﹤0.01%
956
+106
+12% +$4.05K
DSX icon
2780
Diana Shipping
DSX
$309M
$37K ﹤0.01%
12,143
+6,412
+112% +$24.3K
FFBC icon
2781
First Financial Bancorp
FFBC
$3.61B
$37K ﹤0.01%
2,021
+598
+42% +$11.5K
FN icon
2782
Fabrinet
FN
$20.4B
$37K ﹤0.01%
1,567
+648
+71% +$14.4K
FYT icon
2783
First Trust Small Cap Value AlphaDEX Fund
FYT
$202M
$37K ﹤0.01%
1,366
+1,122
+460% +$31.9K
GAA icon
2784
Cambria Global Asset Allocation ETF
GAA
$74.7M
$37K ﹤0.01%
1,582
– –
GDDY icon
2785
GoDaddy
GDDY
$12B
$37K ﹤0.01%
1,150
– –
GEL icon
2786
Genesis Energy
GEL
$1.93B
$37K ﹤0.01%
1,025
-400
-28% -$15.5K
GLAD icon
2787
Gladstone Capital
GLAD
$446M
$37K ﹤0.01%
2,562
-766
-23% -$12.8K
HOPE icon
2788
Hope Bancorp
HOPE
$1.85B
$37K ﹤0.01%
2,142
+947
+79% +$16.3K
IBND icon
2789
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$37K ﹤0.01%
1,213
-490
-29% -$15.2K
JETS icon
2790
US Global Jets ETF
JETS
$824M
$37K ﹤0.01%
1,472
+472
+47% +$11.8K
MPWR icon
2791
Monolithic Power Systems
MPWR
$68.9B
$37K ﹤0.01%
596
+17
+3% +$1.06K
OMCL icon
2792
Omnicell
OMCL
$1.7B
$37K ﹤0.01%
1,176
-1,338
-53% -$39.5K
ROSC icon
2793
Hartford Multifactor Small Cap ETF
ROSC
$62.2M
$37K ﹤0.01%
1,588
+377
+31% +$8.92K
RSPG icon
2794
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$606M
$37K ﹤0.01%
698
+3
+0.4% +$157
SBAC icon
2795
SBA Communications
SBAC
$19.6B
$37K ﹤0.01%
349
+109
+45% +$11.8K
SPTN
2796
DELISTED
SpartanNash
SPTN
$37K ﹤0.01%
1,709
+1,000
+141% +$24.7K
TPL icon
2797
Texas Pacific Land
TPL
$24.7B
$37K ﹤0.01%
2,520
+495
+24% +$7.88K
TRIB
2798
Trinity Biotech
TRIB
$7.88M
$37K ﹤0.01%
21
-3
-13% -$5.31K
VEEV icon
2799
Veeva Systems
VEEV
$39.6B
$37K ﹤0.01%
1,308
+53
+4% +$1.41K
KBAL
2800
DELISTED
Kimball International
KBAL
$37K ﹤0.01%
3,740
– –
110 111
112
113 114

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.