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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBV
2776
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$12K ﹤0.01%
465
-1,185
-72% -$30.3K
SBY
2777
DELISTED
Silver Bay Realty Trust Corp.
SBY
$12K ﹤0.01%
751
– –
SGI
2778
DELISTED
Silicon Graphics Intl.
SGI
$12K ﹤0.01%
744
-172
-19% -$2.77K
SFY
2779
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$12K ﹤0.01%
1,015
+200
+25% +$2.4K
FRS
2780
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$12K ﹤0.01%
500
– –
ADVS
2781
DELISTED
Advent Software Inc
ADVS
$12K ﹤0.01%
374
+27
+8% +$805
CHTP
2782
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$12K ﹤0.01%
4,000
– –
AXFN
2783
DELISTED
ISHARES MSCI ACWI EX US FINLS ETF
AXFN
$12K ﹤0.01%
456
– –
CZR
2784
DELISTED
Caesars Entertainment Corporation
CZR
$12K ﹤0.01%
600
– –
AWRE icon
2785
Aware
AWRE
$26.4M
$11K ﹤0.01%
2,000
– –
BGH
2786
Barings Global Short Duration High Yield Fund
BGH
$287M
$11K ﹤0.01%
500
– –
BLKB icon
2787
Blackbaud
BLKB
$2.1B
$11K ﹤0.01%
280
+32
+13% +$1.14K
CAR icon
2788
Avis
CAR
$4.84B
$11K ﹤0.01%
379
+165
+77% +$4.93K
CPA icon
2789
Copa Holdings
CPA
$6.17B
$11K ﹤0.01%
71
-198
-74% -$27.1K
DXCM icon
2790
DexCom
DXCM
$34.5B
$11K ﹤0.01%
1,304
-120
-8% -$760
EGHT icon
2791
8x8 Inc
EGHT
$303M
$11K ﹤0.01%
1,095
– –
EGP icon
2792
EastGroup Properties
EGP
$11B
$11K ﹤0.01%
183
+1
+0.5% +$59
ERTH icon
2793
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$11K ﹤0.01%
385
-105
-21% -$2.88K
FCT
2794
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$11K ﹤0.01%
754
+9
+1% +$138
GLV
2795
Clough Global Dividend & Income Fund
GLV
$78.3M
$11K ﹤0.01%
706
– –
HNI icon
2796
HNI Corp
HNI
$3.56B
$11K ﹤0.01%
300
– –
JHI
2797
John Hancock Investors Trust
JHI
$118M
$11K ﹤0.01%
600
– –
KRG icon
2798
Kite Realty
KRG
$5.31B
$11K ﹤0.01%
475
– –
KTF
2799
DWS Municipal Income Trust
KTF
$352M
$11K ﹤0.01%
862
– –
LYV icon
2800
Live Nation Entertainment
LYV
$43.3B
$11K ﹤0.01%
580
+496
+590% +$8.43K
110 111
112
113 114

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.