We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWE
2751
DELISTED
Penn West Energy Petroleum Ltd
PWE
$39K ﹤0.01%
46,308
-72,894
-61% -$77.3K
XRDC
2752
DELISTED
Crossroads Capital, Inc
XRDC
$39K ﹤0.01%
12,244
+11,244
+1,124% +$44.7K
PPS
2753
DELISTED
Post Properties
PPS
$39K ﹤0.01%
664
+139
+26% +$8.23K
BDBD
2754
DELISTED
BOULDER BRANDS INC
BDBD
$39K ﹤0.01%
3,603
-902
-20% -$8.79K
IBMG
2755
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$39K ﹤0.01%
1,512
+1,080
+250% +$27.6K
ATAXZ
2756
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$39K ﹤0.01%
7,611
+1,800
+31% +$9.22K
IRBT
2757
DELISTED
iRobot
IRBT
$38K ﹤0.01%
1,075
+245
+30% +$7.92K
ISCF icon
2758
iShares International Small Cap Equity Factor ETF
ISCF
$686M
$38K ﹤0.01%
+1,527
New +$37.7K
NOAH
2759
Noah Holdings
NOAH
$592M
$38K ﹤0.01%
+1,350
New +$39.3K
NYT icon
2760
New York Times
NYT
$10.4B
$38K ﹤0.01%
2,850
+8
+0.3% +$107
OUSA icon
2761
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$758M
$38K ﹤0.01%
1,502
+2
+0.1% +$50
PALI icon
2762
Palisade Bio
PALI
$373M
– –
0
– –
PGJ icon
2763
Invesco Golden Dragon China ETF
PGJ
$93.8M
$38K ﹤0.01%
1,165
– –
PGP
2764
PIMCO Global StockPLUS & Income Fund
PGP
$103M
$38K ﹤0.01%
2,114
+1,020
+93% +$17.9K
PMO
2765
Franklin Municipal Opportunities Trust
PMO
$290M
$38K ﹤0.01%
3,101
+749
+32% +$9K
QQQE icon
2766
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.45B
$38K ﹤0.01%
1,166
+350
+43% +$11.3K
ROBO icon
2767
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
$38K ﹤0.01%
1,562
– –
SMP icon
2768
Standard Motor Products
SMP
$870M
$38K ﹤0.01%
997
+473
+90% +$18.8K
TBI
2769
Trueblue
TBI
$311M
$38K ﹤0.01%
1,495
– –
TU icon
2770
Telus
TU
$15.4B
$38K ﹤0.01%
2,754
-60
-2% -$934
TV icon
2771
Televisa
TV
$1.53B
$38K ﹤0.01%
1,384
+34
+3% +$953
VRNT
2772
DELISTED
Verint Systems
VRNT
$38K ﹤0.01%
1,833
-1,033
-36% -$23.4K
ATCO
2773
DELISTED
Atlas Corp.
ATCO
$38K ﹤0.01%
2,400
– –
DEX
2774
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$38K ﹤0.01%
4,095
-270
-6% -$2.6K
PSB
2775
DELISTED
PS Business Parks, Inc.
PSB
$38K ﹤0.01%
430
+1
+0.2% +$86
109 110
111
112 113

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.