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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTK icon
2751
Flotek Industries
FTK
$1.25B
$12K ﹤0.01%
83
– –
GNE icon
2752
Genie Energy
GNE
$386M
$12K ﹤0.01%
1,271
– –
GOVT icon
2753
iShares US Treasury Bond ETF
GOVT
$43.8B
$12K ﹤0.01%
507
-637
-56% -$15.6K
HUBG icon
2754
HUB Group
HUBG
$2.55B
$12K ﹤0.01%
632
-166
-21% -$3.15K
IMAX icon
2755
IMAX
IMAX
$2.92B
$12K ﹤0.01%
386
+170
+79% +$4.57K
IPAR icon
2756
Interparfums
IPAR
$3.7B
$12K ﹤0.01%
407
-1
-0.2% -$30
IYC icon
2757
iShares US Consumer Discretionary ETF
IYC
$1.22B
$12K ﹤0.01%
420
-5,308
-93% -$143K
MCN
2758
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$12K ﹤0.01%
1,500
– –
MMSI icon
2759
Merit Medical Systems
MMSI
$5.4B
$12K ﹤0.01%
950
– –
MUSA icon
2760
Murphy USA
MUSA
$10.4B
$12K ﹤0.01%
+296
New +$11.8K
PUI icon
2761
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$12K ﹤0.01%
621
– –
REG icon
2762
Regency Centers
REG
$14.1B
$12K ﹤0.01%
254
+6
+2% +$303
SBAC icon
2763
SBA Communications
SBAC
$19.8B
$12K ﹤0.01%
149
-5
-3% -$379
SOL
2764
DELISTED
Emeren Group
SOL
$12K ﹤0.01%
500
– –
TPZ
2765
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$12K ﹤0.01%
500
– –
UFCS icon
2766
United Fire Group
UFCS
$1.38B
$12K ﹤0.01%
400
– –
UMC icon
2767
United Microelectronic
UMC
$48.6B
$12K ﹤0.01%
5,653
– –
JOYY
2768
JOYY Inc
JOYY
$3.64B
$12K ﹤0.01%
250
+150
+150% +$6.05K
GLCN
2769
DELISTED
VanEck China Growth Leaders ETF
GLCN
$12K ﹤0.01%
355
– –
IBA
2770
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$12K ﹤0.01%
293
-100
-25% -$3.99K
RJZ
2771
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$12K ﹤0.01%
1,350
– –
HRC
2772
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$12K ﹤0.01%
288
+23
+9% +$814
TCP
2773
DELISTED
TC Pipelines LP
TCP
$12K ﹤0.01%
250
+50
+25% +$2.47K
DTO
2774
DELISTED
DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038
DTO
$12K ﹤0.01%
+380
New +$12.3K
LPT
2775
DELISTED
Liberty Property Trust
LPT
$12K ﹤0.01%
345
-572
-62% -$21K
109 110
111
112 113

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.