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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASXC
2726
DELISTED
Asensus Surgical, Inc.
ASXC
$137K ﹤0.01%
16,980
+15,922
+1,505% +$216K
WIL
2727
DELISTED
iPath Women in Leadership ETN
WIL
$137K ﹤0.01%
1,937
+340
+21% +$24.2K
AIZ icon
2728
Assurant
AIZ
$13.9B
$136K ﹤0.01%
1,079
-38
-3% -$4.51K
BWZ icon
2729
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$288M
$136K ﹤0.01%
4,480
+2,072
+86% +$63.5K
CNA icon
2730
CNA Financial
CNA
$13.8B
$136K ﹤0.01%
2,776
+2,144
+339% +$103K
CVCO icon
2731
Cavco Industries
CVCO
$4.65B
$136K ﹤0.01%
706
-13
-2% -$2.3K
ERTH icon
2732
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$136K ﹤0.01%
3,050
+142
+5% +$6.25K
LECO icon
2733
Lincoln Electric
LECO
$15.6B
$136K ﹤0.01%
1,566
-691
-31% -$58.2K
NXRT
2734
NexPoint Residential Trust
NXRT
$626M
$136K ﹤0.01%
2,905
-19
-0.6% -$850
PSCF icon
2735
Invesco S&P SmallCap Financials ETF
PSCF
$27.8M
$136K ﹤0.01%
2,494
+457
+22% +$24.5K
TNC icon
2736
Tennant Co
TNC
$1.17B
$136K ﹤0.01%
1,914
+1,600
+510% +$108K
XHS icon
2737
State Street SPDR S&P Health Care Services ETF
XHS
$209M
$136K ﹤0.01%
2,186
+150
+7% +$9.86K
EGOV
2738
DELISTED
NIC Inc
EGOV
$136K ﹤0.01%
6,554
-100
-2% -$1.96K
BILI icon
2739
Bilibili
BILI
$7.3B
$135K ﹤0.01%
9,577
+1,500
+19% +$22.5K
GMAB icon
2740
Genmab
GMAB
$19.6B
$135K ﹤0.01%
+6,626
New +$131K
ITUB icon
2741
Itaú Unibanco
ITUB
$81.6B
$135K ﹤0.01%
21,989
+453
+2% +$2.94K
TSLF
2742
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$135K ﹤0.01%
9,008
-8,068
-47% -$120K
BLOK icon
2743
Amplify Blockchain Technology ETF
BLOK
$1.08B
$134K ﹤0.01%
7,443
+1,582
+27% +$29.1K
IBDS icon
2744
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.87B
$134K ﹤0.01%
5,184
– –
NMM icon
2745
Navios Maritime Partners
NMM
$2.33B
$134K ﹤0.01%
7,557
+167
+2% +$2.78K
DIVB icon
2746
iShares Core Dividend ETF
DIVB
$1.8B
$133K ﹤0.01%
4,697
-3,900
-45% -$109K
IOVA icon
2747
Iovance Biotherapeutics
IOVA
$3.16B
$133K ﹤0.01%
7,300
-400
-5% -$8.85K
ITRI icon
2748
Itron
ITRI
$4.45B
$133K ﹤0.01%
1,799
+714
+66% +$48K
LCII icon
2749
LCI Industries
LCII
$2.58B
$133K ﹤0.01%
1,445
+36
+3% +$3.2K
RODE
2750
DELISTED
Hartford Multifactor Diversified International ETF
RODE
$133K ﹤0.01%
+4,950
New +$133K
108 109
110
111 112

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.