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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFUS icon
2726
PIMCO RAFI Dynamic Multi-Factor US Equity ETF
MFUS
$306M
$113K ﹤0.01%
3,788
+3,695
+3,973% +$108K
MIN
2727
Aberdeen Intermediate Income Fund
MIN
$282M
$113K ﹤0.01%
30,179
-2,989
-9% -$11.4K
SPHY icon
2728
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
$113K ﹤0.01%
+4,423
New +$113K
Z icon
2729
Zillow
Z
$7.82B
$113K ﹤0.01%
2,570
-16
-0.6% -$834
NVTA
2730
DELISTED
Invitae Corporation
NVTA
$113K ﹤0.01%
6,769
+2,701
+66% +$30.7K
TTP
2731
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$113K ﹤0.01%
1,606
+588
+58% +$41.6K
FIVN icon
2732
FIVE9
FIVN
$2.47B
$112K ﹤0.01%
2,544
+949
+59% +$39.1K
JETS icon
2733
US Global Jets ETF
JETS
$824M
$112K ﹤0.01%
3,442
-788
-19% -$24.7K
PWR icon
2734
Quanta Services
PWR
$103B
$112K ﹤0.01%
3,355
-566
-14% -$19.3K
BFH icon
2735
Bread Financial
BFH
$4.58B
$111K ﹤0.01%
585
-203
-26% -$38.3K
FL
2736
DELISTED
Foot Locker
FL
$111K ﹤0.01%
2,196
+41
+2% +$2.03K
LOUP
2737
Innovator Deepwater Frontier Tech ETF
LOUP
$226M
$111K ﹤0.01%
+4,200
New +$109K
NATH icon
2738
Nathan's Famous
NATH
$397M
$111K ﹤0.01%
1,342
+8
+0.6% +$734
EDI
2739
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$111K ﹤0.01%
8,971
+300
+3% +$3.89K
IMLP
2740
DELISTED
iPath S&P MLP ETN
IMLP
$111K ﹤0.01%
+6,100
New +$113K
GM.WS.B
2741
DELISTED
General Motors Company
GM.WS.B
$111K ﹤0.01%
6,710
-192
-3% -$3.72K
BBHY icon
2742
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$619M
$110K ﹤0.01%
2,213
-5,972
-73% -$298K
BXP icon
2743
Boston Properties
BXP
$10.9B
$110K ﹤0.01%
894
+83
+10% +$10.6K
CNQ icon
2744
Canadian Natural Resources
CNQ
$98.9B
$110K ﹤0.01%
6,886
-7,181
-51% -$122K
GLDD
2745
DELISTED
Great Lakes Dredge & Dock
GLDD
$110K ﹤0.01%
17,747
-8,525
-32% -$47.5K
JOUT icon
2746
Johnson Outdoors
JOUT
$505M
$110K ﹤0.01%
1,187
+987
+494% +$92K
WWW icon
2747
Wolverine World Wide
WWW
$1.72B
$110K ﹤0.01%
2,812
+154
+6% +$5.72K
ZWS icon
2748
Zurn Elkay Water Solutions
ZWS
$8.45B
$110K ﹤0.01%
7,391
+3,571
+93% +$50.9K
WFT
2749
DELISTED
Weatherford International plc
WFT
$110K ﹤0.01%
40,810
+926
+2% +$2.72K
CHRD icon
2750
Chord Energy
CHRD
$7.51B
$109K ﹤0.01%
7,686
-176
-2% -$2.23K
108 109
110
111 112

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.