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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
251
Jefferies Financial Group
JEF
$12.7B
$3.79M 0.07%
243,608
+761
+0.3% +$12.7K
DD icon
252
DuPont de Nemours
DD
$19.2B
$3.79M 0.07%
29,095
-336
-1% -$43.1K
DON icon
253
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$3.78M 0.07%
140,991
+5,106
+4% +$139K
SCHF icon
254
Schwab International Equity ETF
SCHF
$68.4B
$3.77M 0.07%
273,584
-5,256
-2% -$75.3K
XBI icon
255
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$3.76M 0.07%
53,587
-3,182
-6% -$217K
PSA icon
256
Public Storage
PSA
$60.6B
$3.72M 0.07%
15,035
+2,757
+22% +$646K
NSL
257
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.68M 0.07%
638,326
+14,877
+2% +$85.7K
IWV icon
258
iShares Russell 3000 ETF
IWV
$20.4B
$3.66M 0.07%
30,413
+1,424
+5% +$173K
KRE icon
259
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$3.66M 0.07%
87,234
+26,194
+43% +$1.13M
TGT icon
260
Target
TGT
$69.6B
$3.63M 0.07%
49,894
+871
+2% +$65K
FXG icon
261
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$3.6M 0.07%
81,434
-15,860
-16% -$693K
GNL icon
262
Global Net Lease
GNL
$1.96B
$3.59M 0.07%
150,619
+16,732
+12% +$445K
TYG
263
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$3.58M 0.07%
32,211
+3,678
+13% +$410K
FNDX icon
264
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$3.58M 0.07%
374,667
+153,291
+69% +$1.48M
PJP icon
265
Invesco Pharmaceuticals ETF
PJP
$501M
$3.56M 0.07%
50,834
-1,630
-3% -$116K
SRE icon
266
Sempra
SRE
$55.2B
$3.54M 0.07%
75,278
-9,932
-12% -$491K
TSLA icon
267
Tesla
TSLA
$1.3T
$3.54M 0.07%
221,355
+90,405
+69% +$1.35M
BBH icon
268
VanEck Biotech ETF
BBH
$427M
$3.51M 0.07%
27,673
+2,772
+11% +$340K
SLV icon
269
iShares Silver Trust
SLV
$32.1B
$3.5M 0.06%
265,216
+8,451
+3% +$119K
SPLS
270
DELISTED
Staples Inc
SPLS
$3.5M 0.06%
369,337
+53,306
+17% +$625K
UL icon
271
Unilever
UL
$135B
$3.49M 0.06%
71,909
+16,517
+30% +$806K
PHYS icon
272
Sprott Physical Gold
PHYS
$15.8B
$3.48M 0.06%
400,641
+153,065
+62% +$1.39M
NEE icon
273
NextEra Energy
NEE
$176B
$3.48M 0.06%
133,908
-7,112
-5% -$180K
VFH icon
274
Vanguard Financials ETF
VFH
$13.8B
$3.46M 0.06%
71,482
+7,831
+12% +$383K
SHM icon
275
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.45M 0.06%
70,891
+1,275
+2% +$62.1K
9 10
11
12 13

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.