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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
251
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$1.74M 0.06%
56,998
+8,516
+18% +$263K
SCZ icon
252
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$1.74M 0.06%
35,931
-503
-1% -$23.1K
XLI icon
253
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.74M 0.06%
37,461
+4,736
+14% +$214K
KR icon
254
Kroger
KR
$34.8B
$1.73M 0.06%
85,660
+8,734
+11% +$168K
CHK.PRD
255
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1.72M 0.06%
19,442
-301
-2% -$27.1K
EVT icon
256
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$1.71M 0.06%
94,838
+4,554
+5% +$83.3K
WAB icon
257
Wabtec
WAB
$49.3B
$1.7M 0.06%
27,659
+7,197
+35% +$422K
NEE icon
258
NextEra Energy
NEE
$177B
$1.69M 0.06%
84,312
+520
+0.6% +$10.7K
PH icon
259
Parker-Hannifin
PH
$135B
$1.69M 0.06%
15,490
-492
-3% -$50.7K
PZA icon
260
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$1.66M 0.06%
72,040
-63,696
-47% -$1.46M
FIW icon
261
First Trust Water ETF
FIW
$1.95B
$1.66M 0.06%
52,701
-54,016
-51% -$1.6M
EWJ icon
262
iShares MSCI Japan ETF
EWJ
$22.8B
$1.66M 0.06%
34,749
+8,987
+35% +$416K
IXJ icon
263
iShares Global Healthcare ETF
IXJ
$4.19B
$1.66M 0.06%
41,680
-8,362
-17% -$327K
PXD
264
DELISTED
Pioneer Natural Resource Co.
PXD
$1.65M 0.06%
8,764
+488
+6% +$82.9K
SH icon
265
ProShares Short S&P500
SH
$843M
$1.65M 0.06%
7,324
+744
+11% +$168K
SRLN icon
266
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$1.65M 0.06%
33,087
+29,112
+732% +$1.45M
AXP icon
267
American Express
AXP
$230B
$1.65M 0.06%
21,723
-644
-3% -$48.4K
WOLF icon
268
Wolfspeed
WOLF
$1.71B
$1.64M 0.06%
27,332
+16,311
+148% +$1.04M
BWP
269
DELISTED
Boardwalk Pipeline Partners
BWP
$1.64M 0.06%
54,071
-10,925
-17% -$335K
NML
270
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$1.62M 0.06%
86,501
+4,439
+5% +$86.1K
ARR
271
Armour Residential REIT
ARR
$2.36B
$1.62M 0.05%
9,631
+876
+10% +$150K
IWB icon
272
iShares Russell 1000 ETF
IWB
$50.2B
$1.6M 0.05%
17,013
+5,736
+51% +$536K
FDL icon
273
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$1.59M 0.05%
76,544
-441
-0.6% -$9.31K
FGD icon
274
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$1.59M 0.05%
62,020
+8,240
+15% +$203K
MRO
275
DELISTED
Marathon Oil Corporation
MRO
$1.59M 0.05%
45,480
-6,540
-13% -$233K
9 10
11
12 13

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.